Displaying results 61 - 70 of 121
… further state that [t]o avoid discriminating against classes of participants and introducing competitive … The financial resources could include a clearing member's capital, a guarantee from a clearing member's parent, or a … product; (v) ability of the DCO and clearing members to gain access to the relevant market for purposes of creating …
… 8 and agree to indemnify both the SDR and the Commission against any litigation expenses relating to information … C. Summary of the Proposed Part 49 Regulations Against this background, the Commission developed and … undefined language. For example, the term ``Applicant'' is capitalized and is referred to as a proper person to create …
… entity and the sufficiency of the market visibility gained by requiring reports only from a limited set of … In addition, the Commission estimates that total annualized capital/start-up, operating, and maintenance costs \22\ … limits on those four contracts, and accordingly voted against the proposal. My grave concerns about moving forward …
… that they believed they had been [[Page 47171]] protected against.'' \5\ In particular, AIG reportedly issued uncleared … central clearinghouses, exchanges, appropriate margining, capital requirements, and reporting will provide safeguards … transparency, mitigating systemic risk, and protecting against market abuse. As a result of the widespread …
… were created to serve as an alternative source of capital for their members. Some of the laws establishing … aggregating their resources to allow them not only to gain a lower cost of funding, but also to be able to hire … under section 2(h)(7)(A)(i) of the CEA. Thus, the scenario against which this rulemaking's costs and benefits are …
… from this registration requirement for advisers to venture capital funds and advisers to private funds with less than … on Proposed Amendments to Sec. 4.5 Certain comments argued against the adoption of any change to Sec. 4.5 and questioned … clear authority to take punitive and/or remedial action against registered entities for violations of the CEA or of …
… from this registration requirement for advisers to venture capital funds and advisers to private funds with less than … that this information will assist the Commission in gaining a more complete understanding of CTAs and their … Therefore, the efficacy of special calls as a tool to gain any information on par with that required by Part 4 of …
… with new market participants and with new products. Again I appreciate all of you taking time to be here and I … your reactions to the final proposal. Thank you very much again for coming. COMMISSIONER SPEARS: Thank you, Tom. At … or FCMs. Even though some of the FCMs have adjusted capital that is less than $20 million, they're still …
… substantial, and the cost in terms of technology and human capital resources would far outweigh any potential benefits … swaps, this action will enable the Commission to gain a better understanding of the swap market--including … swaps, this action will enable the Commission to gain a better understanding of the swap market--including …
… with losses that they believed they had been protected against.'' \5\ In particular, AIG reportedly issued uncleared … central clearinghouses, exchanges, appropriate margining, capital requirements, and reporting will provide safeguards … transparency, mitigating systemic risk, and protecting against market abuse. As a result of the widespread …