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… Damages are to be determined at a later date. The case against Trade, LLC and Gregory Center is ongoing. On June 22, 2010 , the CFTC filed a complaint against defendants Philip Milton, Gregory Center, William … and Trade, LLC. The complaint also named BD, LLC, CMJ Capital, LLC, Center Richmond, LLC, and TWTT, LLC as relief …
… Accounting Guide, Investment Companies, Chapter 5, Complex Capital Structures. … Special Allocations of Ownership Equity, Unrealized Gains and Losses, and Investee Funds' Income and Expenses … partner or any other special class of partner; combining gains and losses on regulated futures transactions with …
… Accounting Guide, Investment Companies, Chapter 5, Complex Capital Structures. … Special Allocations of Ownership Equity, Unrealized Gains and Losses, and Investee Funds' Income and Expenses … partner or any other special class of partner; combining gains and losses on regulated futures transactions with …
… Futures Association: Charles Schwab Futures and Forex LLC Gain Capital Group LLC (Forex.com) IG US LLC Interactive Brokers … Futures Association: Charles Schwab Futures and Forex LLC Gain Capital Group LLC (Forex.com) IG US LLC Interactive …
… made for the customer and a statement showing the net gain or loss from any offsetting positions. Recordkeeping … Merchant and Introducing Broker Requirements Minimum net capital Customer funds (FCMs only; IBs do not hold customer … made for the customer and a statement showing the net gain or loss from any offsetting positions. Recordkeeping …
… made for the customer and a statement showing the net gain or loss from any offsetting positions. Recordkeeping … Merchant and Introducing Broker Requirements Minimum net capital Customer funds (FCMs only; IBs do not hold customer … made for the customer and a statement showing the net gain or loss from any offsetting positions. Recordkeeping …
… of many DCOs, twice a day. The DCO will first calculate the gain (and corresponding loss) on each contract through a … Clearing Members). The DCO will then aggregate and net the gains and losses for each Clearing Member (separately for … a contribution of a specified amount of the DCO's own capital, pre-funded contributions from Clearing Members (a …
… Part 1 RIN 3038--AC27 Limitations on Withdrawals of Equity Capital AGENCY: Commodity Futures Trading Commission. … commodity futures and option contracts, as well as any gains accruing to customers from their open futures and … Commission may continue to make the restrictions effective against the FCM by issuing subsequent orders, each with a …
… Part 1 RIN 3038--AC27 Limitations on Withdrawals of Equity Capital AGENCY: Commodity Futures Trading Commission. … commodity futures and option contracts, as well as any gains accruing to customers from their open futures and … could continue to make the restrictions effective against the FCM by issuing subsequent orders, each with a …
… Council Makes First Designations in Effort to Protect Against Future Financial Crises (July 18, 2012), available at … sets standards for the regulation of banks, published the ``Capital Requirements for Bank Exposures to Central … in a loss that the SIDCO or Subpart C DCO must charge against capital. In addition, the Commission proposed …