Displaying results 51 - 60 of 102
… requirements imposed by Core Principle 13 regulations are capital-intensive and broader than the specific costs of … for an orderly wind down of its business better protects against the risk of failure in the unlikely event that a SEF … After part 37 was implemented, the Commission gained experience and received feedback on the ACR …
… funds'' or ``funds'') that receive all of their start-up capital, or a portion thereof, from a sponsor entity … genuine independence, would serve as effective safeguards against financial contagion. The Commission also intends … was included to ensure consistency with the prohibition against rehypothecation of IM collateral under Commission …
… any regulations adopted by the Commission) or allocation of gains or losses from such investment. If the counterparty … \3\ See Margin and Capital Requirements for Covered Swap Entities, 80 FR 74840 … in writing as to investment of margin and allocation of gains and losses. Regulation 23.704 requires the SD's or …
… final margin requirements in November 2015. See Margin and Capital Requirements for Covered Swap Entities, 80 FR 74840 … one party to an uncleared swap has rights of recourse against a guarantor, with respect to its counterparty's … a swap with a non-U.S. counterparty has rights of recourse against a U.S. person, with respect to the non-U.S. …
… final margin requirements in November 2015. See Margin and Capital Requirements for Covered Swap Entities, 80 FR 74840 … one party to an uncleared swap has rights of recourse against a guarantor, with respect to its counterparty's … a swap with a non-U.S. counterparty has rights of recourse against a U.S. person, with respect to the non-U.S. …
… resolution strategies for a DCO while mitigating claims against the FDIC as receiver, it is important to understand … of the clearing organization would have separate claims against the clearing organization with respect to (A) … or of the regulations thereunder, or of the Commission's capital rule (Sec. 1.17 of this chapter). It would …
… Council Makes First Designations in Effort to Protect Against Future Financial Crises (July 18, 2012), available … the CEA provides for private rights of action for damages against persons who violate the CEA, or persons who … qualified central counterparties for purposes of the Basel capital requirements for central counterparties. See, e.g., …
… \3\ Section 4s(e) also directs the Commission to adopt capital requirements for SDs and MSPs. The Commission … one occur. Initial margin serves as a performance bond against potential future losses. If a party fails to meet its … initial margin requirements be benchmarked periodically against observable margin standards to ensure that the …
… any regulations adopted by the Commission) or allocation of gains or losses from such investment. If the counterparty … 23.161. \6\ 7 U.S.C. 1a(39). \7\ See Margin and Capital Requirements for Covered Swap Entities, 80 FR 74840 … in writing as to investment of margin and allocation of gains and losses. Regulation 23.704 requires the SD's or …
… certain financial records,\6\ records of complaints \7\ against personnel, and marketing materials would be required … reporting, including reporting for compliance with capital rules, will be proposed in a separate rulemaking. … and types of collateral transferred; and (ix) All charges against and credits to each counterparty's account, including …