Displaying results 1 - 10 of 102
… , or Brian Cox, Senior Policy Analyst, [email protected] , Capital Markets Branch, (202) 898-6888; Michael B. Phillips, … action during the one-year period ending July 21, 2018, against a foreign banking entity \20\ based on attribution of … foreign excluded fund to a foreign banking entity, or against a qualifying foreign excluded fund as a banking …
… Council Makes First Designations in Effort to Protect Against Future Financial Crises (July 18, 2012), available at … clearing and settlement of financial transactions; (5) capital and financial resources requirements for designated … Core Principles) (final rule). \91\ The Commission notes again that section 805(a)(1) of the Dodd-Frank Act requires …
… , or Brian Cox, Senior Policy Analyst, [email protected] , Capital Markets Branch, (202) 898-6888; Michael B. Phillips, … that the Federal banking agencies would not take action against a foreign banking entity \27\ based on attribution of … foreign excluded fund to a foreign banking entity, or against a qualifying foreign excluded fund as a banking …
… resolution strategies for a DCO while mitigating claims against the FDIC as receiver, it is important to understand … that may be introduced with liquidation should be weighed against potential drawbacks of porting, including that ``(i) … or of the regulations thereunder, or of the Commission's capital rule (Sec. 1.17). Section 190.02(f) explicitly …
… Director, [email protected] , Michael Spencer, Chief, Capital Markets Strategies Section, [email protected] , … the adoption of the 2013 final rule, the Agencies have gained several years of experience implementing the 2013 … routines. With this proposal, and based on experience gained over the past few years, the Agencies seek to …
… and Benefits 4. Effects on Efficiency, Competition, and Capital Formation 5. Reasonable Alternatives Considered … customers a daily variation settlement (i.e., the daily net gain or loss on a security future) as a result of all open … -12%, -9%, -6%, -3%, +3%, +6%, +9%, +12%, +15%).\38\ The gains and losses of each position in the portfolio are …
… [[Page 70537]] Bank regulators have adopted capital and margin requirements for bank swap dealers and … waive segregation. The SEC explained that this prohibition against waiving the segregation requirement in the case of a … participants as to whether the initial margin and accrued gains associated with uncleared swaps and non-cleared …
… ii. Costs iii. Effects on Efficiency, Competition, and Capital Formation iv. Alternatives Considered V. … instrument in the case of a derivative. Theoretical gains and losses for each instrument in the portfolio are … point along the range to derive a potential portfolio-wide gain or loss for the point. Under current SRO risk-based …
… risk management programs, internal monitoring and controls, capital and liquidity standards, customer disclosures, and … foreign futures contracts, plus or minus any unrealized gains or losses on such open positions, plus any funds … to secure such options, plus or minus any unrealized gains or losses on such options) (i.e., the ``Alternative …
… risk management programs, internal monitoring and controls, capital and liquidity standards, customer disclosures, and … foreign futures contracts, plus or minus any unrealized gains or losses on such open positions, plus any funds … to secure such options, plus or minus any unrealized gains or losses on such options) (i.e., the ``Alternative …