Displaying results 81 - 90 of 142
… price, supply and other commercial risks to free up capital for economic growth, job creation and prosperity. … has already borne results. We are now leveraging knowledge gained from enforcement actions and surveillance efforts to … they are protecting the organization, and the marketplace, against the vulnerability. It is through the examination of …
… phenomenon of virtual currencies. I, therefore, thank you again for this opportunity to testify. CROSS BORDER … financial landscape with far ranging implications for capital formation and risk transfer. These emerging … 4 Indeed, history has demonstrated to us time-and-again that bad actors will try to invoke the concept of …
… individual investors use stock index futures to protect against market volatility. And electricity generators use … in these markets, and protecting all market participants against fraudulent or other abusive sales practices and from … and prosecutes FCMs alleged to have violated financial and capitalization requirements or to have committed other …
… are new. We are still phasing in some requirements. As we gain experience with application of new rules in the … many felt those requirements would be the death knell of capitalism. When Congress passed the Securities Exchange … in our enforcement efforts, as evidenced by our orders against banks that have tried to manipulate LIBOR and the …
… our year-long all-nighter. I believe the best results are gained from honest, principled reform that gives everyone a … strong and responsibly managed markets will facilitate capital formation in the United States and the world. Fair, … new principles and rules aimed at protecting the markets against disruptive trading practices. At our second TAC …
… in the CFTC was well placed. As we’ve seen time and again in our nation’s history, when faced with real … view of the swaps marketplace. Third, regulators also have gained transparency into the details on each of the 1.8 … history of the agency. Our nation benefits from free market capitalism, but it’s critical that we have common-sense …
… were involved in making risky, complicated bets—sometimes against their own customers. They were allowed to speculate … better not hang the whole economy. So, we’re requiring new capital and margin requirements. That will avoid the … said, that’s the majority of them—we always want to ensure against a “regulatory fire sale,” where traders migrate to …
… conjunction with a line of business; and (5) a prohibition against marketing to the public. On October 28, 1992, the … of swap dealers and major swap participants, including capital, margin, reporting, recordkeeping, and business … about the proposal and was the only Commissioner to vote against the proposal. I must say, I still have grave concerns …
… reporting of OTC derivatives in addition to implementing capital and uncleared margin rules for regulated financial … by the successive failures of TerraLuna, Three Arrows Capital (3AC), Voyager Digital, Celsius Network, and BlockFi … to the cryptocurrency ecosystem—the Commission has gained extensive experience that could be leveraged by our …
… price, supply and other commercial risks to free up capital for economic growth, job creation and prosperity. … a CDS protection buyer might pay $1 per year in premiums against the default of $100 face amount of XYZ Corporation’s … buys CDS protection on the corporation to protect itself against the loss of business that would result if the …