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… me to be here today. I also want to thank the MFA and Jack Gaine for inviting me. In the past few years, the hedge fund … This is a concern that was highlighted by Long-Term Capital Management, though it existed well before then. The … risk management, risk monitoring, and the transparency of capital market activities. The collaboration of the MFA, …
… has an important role to play as well. It helps to allocate capital and risk throughout the economy, as well as to … market and to prevent risks in the financial sector from again so infecting the real economy. Why does the Dodd-Frank … benefitting from seeing available bids and offers and gaining liquidity. Lowering Risk to the Public through …
… (Commission or CFTC) issuance of the proposed conditional capital comparability determination order for comment … Authority (PRA-designated non-bank SDs) to satisfy certain capital and financial reporting requirements under the … the manner in which covered banks account for unrealized gains and losses in their securities when calculating …
… while at the same time maintaining the ability to protect against fraud and manipulation. Principles-based regulation … enough oversight authority to ensure protection against fraud and manipulation, while at the same time making … in the U.K. by traders, including Morgan Stanley, Barclays Capital and others, but I am interested in your thoughts. …
… people think of the SEC, they think of American markets for capital formation and investment transfer. Markets where … basis. [9] Moreover, by collecting losses and paying gains at least once each day ( i.e., variation margin), DCOs … CFTC staff is adept at using an array of data streams to gain visibility into market conditions and counterparty …
… Specifically, all derivative dealers should be subject to capital requirements, margining requirements, business … Markets In addition to the significant benefits to be gained from broad regulation of derivatives dealers, I … value of positions and collect margin as extra protection against potential market changes that are not covered by the …
… Specifically, all derivative dealers should be subject to capital requirements, initial margining requirements, … Markets In addition to the significant benefits to be gained from broad regulation of derivatives dealers, I … positions and collect initial margin as extra protection against potential market changes that are not covered by the …
… Specifically, all derivative dealers should be subject to capital requirements, initial margining requirements, … Markets In addition to the significant benefits to be gained from broad regulation of derivatives dealers, I … positions and collect initial margin as extra protection against potential market changes that are not covered by the …
… financial landscape with far ranging implications for capital formation and risk transfer. They include machine … 3 Indeed, history has demonstrated to us time-and-again that bad actors will try to invoke the concept of … and, as appropriate, conduct civil enforcement action against fraud and manipulation in virtual currency …
… of government.” Our small agency oversees a greater market capitalization—that is the value of exchanges on which … to fall. Earlier this week, we filed a civil complaint against a North Carolina man and his firm for allegedly … at least $30 million to pay for the fictitious investment gains as well as personal expenses. For over five years this …