Displaying results 61 - 70 of 127

CFTC Charges Alabama Resident John David Stroud and His Companies with Commodity Pool Fraud and Misappropriation

… charging John David Stroud and his companies, Stroud Capital Management, LLC , TS Capital Partners, LLC , and TS … litigation, the CFTC seeks a return of ill-gotten gains, restitution to defrauded participants, civil monetary … trading and registration bans, and permanent injunctions against further violations of the federal commodities laws. …

Government Obtains Judgment against Two New York Investment Firms

… For Release: April 2, 2007 Government Obtains Judgment against Two New York Investment Firms Century Maxim Fund, AJR Capital and their Principal to Pay More Than $22,500,000 in … District of New York, entered an order of default judgment against Century Maxim Fund, Inc., and AJR Capital Inc., both …

CFTC Charges Tampa Resident Anthony J. Klatch II and Four Other Defendants with Fraudulently Soliciting over $11.3 Million

… Commodity Pool Operators (CPOs) controlled by Klatch, ARM Capital Management, LLC, (ARMCM) and TASK Capital … litigation, the CFTC seeks a return of ill-gotten gains, restitution to defrauded customers, civil monetary penalties and permanent injunctions against further violations of the federal commodities laws …

CFTC Charges Nikolai S. Battoo and Four Companies He Controls with Fraud In Connection With Commodity Pools that Accepted Over $140 Million from U.S. Investors

… the control of defendants Nikolai S. Battoo (Battoo), BC Capital Group S.A. , BC Capital Group International Limited … pool participants’ funds. In the continuing litigation against the defendants the CFTC seeks a permanent injunction … defrauded pool participants, disgorgement of any ill-gotten gains, and the payment of appropriate civil monetary …

CFTC Obtains Federal Court Order Freezing Assets of Tennessee Resident Charged with Fraud in Connection with Operating a Commodity Pool

… district court in Tennessee entered a restraining order against defendant Christian Kis , freezing Kis’ assets, … U.S. and the United Kingdom to purchase shares in Raptor Capital, Inc., a company he formed primarily for purposes of … funds in his own name. In its continuing litigation against Kis, the CFTC is seeking permanent injunctive relief, …

CFTC Charges Options Trader Thomas C. Lindstrom with Fraud

… $13.9 million in losses and led to the collapse of Rock Capital Markets, LLC in early 2015, after more than 23 years … CFTC seeks full restitution, disgorgement of any ill-gotten gains, a civil monetary penalty, permanent registration and trading bans, and a permanent injunction against violations of federal commodities laws, as charged. …

CFTC Charges iFinix Futures, Inc. and Its Senior Executive Officer, Connecticut Resident Benhope Marlon Munroe, with Making False Statements to the National Futures Association and Failing to Meet Minimum Financial Requirements

… Commission (CFTC) today filed a civil enforcement action against registered independent introducing broker iFinix … to the NFA to conceal iFinix’s failure to maintain adequate capital. According to the complaint, the defendants falsely … CFTC seeks civil monetary penalties, a return of ill-gotten gains, trading and registration bans, and permanent …

CFTC Seeks Freeze of Assets in Oklahoma Ponzi Scheme Involving Over $30 Million

… Posted Profits, While Losing Millions in Phidippides Capital Hedge Fund Washington, DC – The Commodity Futures … (CFTC) announced that today it filed an enforcement action against Mark S. Trimble , of Edmond, Oklahoma, and his … seeks civil monetary penalties, disgorgement of ill-gotten gains, restitution to defrauded customers, and injunctive …

CFTC Charges Precious Metals Dealers and Their Owner in Multimillion Dollar Fraud Targeting the Elderly

… U.S. District Court for the Eastern District of New York against two affiliated precious metals dealers located in Los Angeles, California, Fisher Capital LLC and AMS Consulting Solutions LLC d/b/a Fisher … led victims to believe. In its continuing litigation against the defendants, the CFTC seeks the return of …

CFTC Charges Hedge Fund Manager with Fraudulent Scheme to Overvalue Investment Funds by $1 Billion

… to defrauded pool participants, disgorgement of ill-gotten gains, civil monetary penalties, permanent registration and trading bans, and permanent injunctions against further violations of the Commodity Exchange Act … at least February 28, 2021, by and through Infinity Q Capital Management, LLC (Infinity Q), the company he …