Displaying results 31 - 40 of 127
Federal Court Issues Preliminary Injunction against Jay Nolan and His Company, Lodge Capital Group, LLC, Charged with Commodity Pool Fraud
… March 2, 2010 Federal Court Issues Preliminary Injunction against Jay Nolan and His Company, Lodge Capital Group, LLC, Charged with Commodity Pool Fraud Court’s asset freeze against the defendants continued. Washington, DC – The U.S. …
CFTC Charges Joseph L. Autry, Jr. and Autry Capital Management with Commodity Pool Ponzi Scheme Fraud, Misappropriation and Issuing False Customer Reports
… 21, 2010 CFTC Charges Joseph L. Autry, Jr. and Autry Capital Management with Commodity Pool Ponzi Scheme Fraud, … to defrauded customers, disgorgement of ill-gotten gains, rescission of contracts, civil monetary penalties, … trading and registration bans and a permanent injunction against further violations of federal commodities laws. The …
CFTC Charges California Resident Lyndon Lydell Parrilla and His Company, Green Tree Capital, with Fraud in Multi-Million Dollar Forex Scheme
… Resident Lyndon Lydell Parrilla and His Company, Green Tree Capital, with Fraud in Multi-Million Dollar Forex Scheme … defrauded customers, disgorgement of defendants’ ill-gotten gains, a civil monetary penalty from each defendant, … registration and trading bans and a permanent injunction against further violations of the federal commodities laws. …
CFTC Charges California-Based Highlands Capital Management, LP and Glenn Kane Jackson with Defrauding Customers in an Off-Exchange Foreign Currency Scheme
… June 24, 2010 CFTC Charges California-Based Highlands Capital Management, LP and Glenn Kane Jackson with … restitution to customers and disgorgement of ill-gotten gains. The CFTC also seeks civil monetary penalties and permanent injunctions against further trading and violations of the federal …
CFTC Charges Florida-Based Palm Beach Capital LLC and Lawrence Scott Spain with Engaging in Illegal, Off-Exchange Precious Metals Transactions
… May 15, 2014 CFTC Charges Florida-Based Palm Beach Capital LLC and Lawrence Scott Spain with Engaging in … U.S. District Court for the Southern District of Florida against Defendants Palm Beach Capital LLC (PBC) of Palm … Hunter Wise). The CFTC filed enforcement actions against, among others, Lloyds Commodities and Hunter Wise in …
Federal Court Orders Defendants EJS Capital Management, LLC, Alex Vladimir Ekdeshman, and Edward J. Servider to Pay $11.6 Million in Sanctions for Forex Fraud Scheme
… January 9, 2017 Federal Court Orders Defendants EJS Capital Management, LLC, Alex Vladimir Ekdeshman, and Edward … Futures Trading Commission (CFTC) obtained judgments against each of the Defendants and Relief Defendants in this … The Orders impose permanent registration and trading bans against the Defendants and order the Defendants to pay over …
CFTC Charges Colorado-based Flint-McClung Capital LLC and Shawon McClung with Fraud and Misappropriation in $1.9 Million Off-Exchange Foreign Currency Ponzi Scheme
… June 30, 2011 CFTC Charges Colorado-based Flint-McClung Capital LLC and Shawon McClung with Fraud and … to defrauded customers, disgorgement of ill-gotten gains, civil monetary penalties, trading and registration bans, and permanent injunctions against further violations of the federal commodities laws. …
Federal Court in Illinois Orders Yumin Li and BVI-Based Company Kering Capital Ltd to Pay More than $1.2 Million in a Penalty and Restitution for Prearranged Trading Fraud
… in Illinois Orders Yumin Li and BVI-Based Company Kering Capital Ltd to Pay More than $1.2 Million in a Penalty and … by trading the employer’s account noncompetitively against an account belonging to co-Defendant Kering Capital … $900,000, representing three times the Defendants’ unlawful gains. The Court also enjoins Li from trading in the …
CFTC Charges Growth Capital Management LLC and Felon Robert Milhailovich, Sr., with Fraudulently Soliciting More than $30 Million to Trade Commodity Futures and Forex
… July 28, 2010 CFTC Charges Growth Capital Management LLC and Felon Robert Milhailovich, Sr., … (CFTC) charged Robert Mihailovich, Sr., and Growth Capital Management, LLC , (GCM), both of Rockwall, Texas, … the CFTC seeks restitution, disgorgement of ill-gotten gains, civil monetary penalties, trading and registration …
CFTC Charges Puerto Rico Resident Angel F. Collazo and ACJ Capital, Inc. with Solicitation Fraud and Issuing False Statements in Off-Exchange Leveraged Foreign Currency Scheme
… CFTC Charges Puerto Rico Resident Angel F. Collazo and ACJ Capital, Inc. with Solicitation Fraud and Issuing False … to defrauded customers, disgorgement of ill-gotten gains, civil monetary penalties, trading and registration bans and permanent injunctions against further violations of the federal commodities laws. …