Displaying results 121 - 127 of 127
CFTC Charges Brooklyn Resident Yehuda L. Belsky with Binary Options Fraud, Violating a Prior CFTC Order and Making False Statements to the CFTC
… that Belsky and a company he previously owned, Innovative Capital Management, LLC (Innovative), had committed a … to defrauded customers, disgorgement of ill-gotten gains, civil monetary penalties, permanent registration and trading bans, and a permanent injunction against future violations of federal commodities laws, as …
Deutsche Bank to Pay $800 Million Penalty to Settle CFTC Charges of Manipulation, Attempted Manipulation, and False Reporting of LIBOR and Euribor
… Action, the CFTC Has Imposed over $4 Billion in Penalties against 13 Banks and Brokers to Address LIBOR and FX … Futures Trading Commission (CFTC) today issued an Order against Deutsche Bank AG (Deutsche Bank) bringing and … ); • In re Barclays PLC, Barclays Bank PLC, and Barclays Capital Inc ., CFTC Docket No. 12-25 (June 27, 2012) ($200 …
CFTC Charges Several People and Companies in a $145 Million Ponzi Scheme
… District of Texas, charging fraud and misappropriation against Marcus Todd Brisco of Wailuku, Hawaii and his … Beach, Florida or Roswell or Atlanta, Georgia; and SAEG Capital General Management LP (SAEG) of Draper, Utah. The … defrauded pool participants, disgorgement of any ill-gotten gains, civil monetary penalties, permanent trading and …
CFTC Releases Enforcement Division’s Annual Results
… • The Commission simultaneously filed and settled charges against UBS, finding that it engaged in manipulation, … • The Commission simultaneously filed and settled charges against The Royal Bank of Scotland plc and RBS Securities … violations of customer segregation, secured, and net capital rules and/or related supervision failures, and …
CFTC Adds 45 Unregistered Foreign Entities to its RED List
… fastfxtcoin.com AlvaroFxPro boptd.com Finance Trade Capital financetradingcapital.com BBT Capital Limited … foretrademining.com BBT Forex bbtforex.com Forex Capital Gain forexcapitalgain.com Binance FX Trading binancefxtrading.com Forex Cash …
CFTC and 30 States Charge Los Angeles Precious Metals Dealers in Ongoing $185 Million Fraud Targeting the Elderly
… the U.S. District Court for the Northern District of Texas against two precious metals dealers and their companies for … Chase Metals, Inc. (collectively “Metals.com”), Barrick Capital, Inc. and its principals, Lucas Asher a/k/a Lucas … than the defendants claimed.  In the continuing litigation against the defendants, the CFTC and the states seek …
Federal Court Orders California Man and His Company to Pay Over $7.6 million for Commodity Pool Fraud
… injunction, monetary sanctions, and equitable relief  against defendants Daniel Adam Hewko (Hewko) of Irvine, California and Main & Prospect Capital, LLC (MPC) of Suisan, California.   The default order resolves the CFTC’s claims against Hewko and MPC in the CFTC action filed against Hewko, …