Displaying results 11 - 20 of 127
… September 30, 2013 CFTC Charges TOTE Fund LLC, MJS Capital Management LLC and their Principal, Michael J. … to defrauded customers, disgorgement of ill-gotten gains, civil monetary penalties, trading and registration bans, and permanent injunctions against further violations of the Commodity Exchange Act. …
… Scottsdale, Arizona Resident Helmut H. Weber d/b/a Weber Capital Management with Solicitation Fraud and … Futures Trading Commission (CFTC) filed a complaint against Helmut H. Weber d/b/a Weber Capital Management (WCM) … to his forex solicitation activities. The criminal charges against Weber remain pending. In its continuing litigation, …
… Illinois Defendants Jay C. Nolan and His Company, Lodge Capital Group, LLC, with Commodity Pool Fraud Court issues … litigation, the CFTC seeks a return of ill-gotten gains, restitution to defrauded customers, civil monetary … District of Illinois, which filed a criminal complaint against Nolan on November 24, 2009. The following CFTC …
… Resident Anthony A. Demasi and His Company, Tsunami Capital, LLC, with Fraud CFTC Obtains Federal Court Order … U.S. District Court for the Northern District of Illinois against Anthony A. Demasi and his company, Tsunami Capital, … court issue orders of preliminary and permanent injunction against the defendants, a return of alleged ill-gotten gains, …
… Illinois Resident Nick A. Wurl and His Company Ludiera Capital LLC with Fraud and Misappropriation in $9 Million … U.S. District Court for the Northern District of Illinois against Defendants Nick A. Wurl and his company Ludiera … with that action, DOJ obtained writs of garnishment against known accounts in the names of Wurl and Ludiera. The …
… April 13, 2018 CFTC Charges The Kane Capital Investment Group, LLC and Amrit Chahal of Virginia … U.S. District Court for the Eastern District of Virginia against Defendants The Kane Capital Investment Group, LLC … to defrauded pool participants, disgorgement of ill-gotten gains, civil monetary penalties, permanent registration and …
… July 12, 2013 CFTC Charges Texas-based RFF GP, LLC, KGW Capital Management, LLC, and Kevin G. White with Commodity … under the control of Defendants RFF GP, LLC (RFF GP), KGW Capital Management, LLC (KGW Capital), and Kevin G. White , … to defrauded pool participants, disgorgement of ill-gotten gains, and civil monetary penalties. The CFTC appreciates …
… Freezes Assets of Brian Kim and His New York Firm, Liquid Capital Management LLC CFTC charges Kim and Liquid Capital … litigation, the CFTC seeks disgorgement of ill-gotten gains, restitution to defrauded customers, civil monetary … a New York County Grand Jury returned an indictment against Kim and Liquid Capital. The CFTC thanks the NFA and …
… W. Whitney, Nicholas T. Cox and Their Trading Firm, Integra Capital Management LLC, with Operating a $3 Million Ponzi … the CFTC seeks preliminary and permanent injunctions against the defendants, a return of ill-gotten gains, restitution to defrauded customers and civil monetary …
… 2010 CFTC Charges Richard D. Theye and His Company, Micind Capital Management, Inc., with Fraud in Connection with a … Texas, charging Richard D. Theye and his company, Micind Capital Management, Inc. , with fraud in connection with … the CFTC seeks restitution, disgorgement of ill-gotten gains, civil monetary penalties, trading and registration …