Displaying results 1 - 10 of 127
… 3, 2016 CFTC Charges Haena Park and Her Companies Phaetra Capital GP LLC, a/k/a/ Argenta Capital GP LLC, Phaetra … defrauded pool participants, disgorgement of any ill-gotten gains, a civil monetary penalty, permanent registration and trading bans, and a permanent injunction against future violations of federal commodities laws, as …
… 5, 2012 Federal Court in New York Orders Defendants Forex Capital Trading Group, Forex Capital Trading Partners, and … entered a default judgment and permanent injunction order against defendants Forex Capital Trading Group, Inc. (Forex … of $1,352,293 and to disgorge $450,764 of ill-gotten gains for the benefit of defrauded customers. The order also …
… Ordered by the Court to Pay Restitution, Return Ill-Gotten Gains, and Pay Fines Totaling over $25 Million The Honorable … 15 Defendants Committed Fraud and/or Received Ill-Gotten Gains From the Sale of Illegal Off-Exchange Foreign Currency … of Brooklyn, NY, Damon Ripley of Brooklyn, NY, New York Capital Assets, Inc., Matthew Salinas of Brooklyn, NY, and …
… Rico Resident Angel F. Collazo and his Companies, ACJ Capital Inc. and Solid View Capital LLC, in Forex Fraud … to defrauded customers, disgorgement of ill-gotten gains, trading and registration bans, and permanent injunctions against further violations of the Commodity Exchange Act and …
… Nickel” Ordered to Pay Restitution, Return Ill-Gotten Gains, and Pay Fines Totaling More Than $14,000,000 Judge … sanctions and other relief totaling more than $14 million against nine defendants. These orders stem from a cooperative … with the CFTC as a Futures Commission Merchant, Free Star Capital , Inc., a Delaware corporation, William Holbrook & …
… November 5, 2019 CFTC Charges Denari Capital, LLC and its Owners with $8.3 Million Forex Fraud … according to the complaint. In its continuing litigation against the defendants, the CFTC seeks disgorgement of ill-gotten gains, civil monetary penalties, restitution, permanent …
… Court in Florida Freezes Assets of Emini Experts LLC, Capital Trading Concepts LLC, Dante S. Giovannetti, and Relief Defendant Capital Futures LLC in Ongoing Fraud Scheme CFTC Charges … litigation, the CFTC seeks disgorgement of ill-gotten gains, restitution for the benefit of defrauded pool …
… August 24, 2012 CFTC Seeks to Revoke Registration of Growth Capital Management LLC Based on CFTC Anti-Fraud Action … restitution to defrauded customers, disgorge ill-gotten gains, and pay a civil monetary penalty, together totaling … arises out of a CFTC complaint filed on July 27, 2010, against GCM, Robert Mihailovich, Sr., and Robert Mihailovich, …
… Resident Dimitry Vishnevetsky and His Company, Oxford Capital, LLC, with Commodity Pool Fraud Federal court enters … monetary penalties, restitution, disgorgement of ill-gotten gains, permanent registration and trading bans, and preliminary and permanent injunctions against further violations of the federal commodities laws, …
… September 25, 2015 CFTC Charges New York Corporations Safety Capital Management, Inc. and GNS Capital, Inc., both d/b/a … to defrauded customers, disgorgement of ill-gotten gains, civil monetary penalties, permanent trading and registration bans, and a permanent injunction against further violations by the Defendants of the federal …