Displaying results 791 - 800 of 832
2023-22324
… together with required minimum security  deposit for retail forex transactions for commodity interest  transactions \21\ … to be employed and investment activity (including retail  forex and swap transactions) expected to be engaged in by … for the pool, acting as a counterparty to the pool's retail forex or  swap transactions, or acting as a swap dealer with …
Opening Remarks of Commissioner Kristin Johnson for the CFTC and OMWI Roundtable on Digital Assets and Financial Inclusion
… Fraud (issued June 15, 2022); CFTC Customer Advisory: Avoid Forex, Precious Metals, and Digital Asset Romance Scams …
Guest Lecture of Commissioner J. Christopher Giancarlo, Harvard Law School, Fidelity Guest Lecture Series on International Finance
… 64 Callum Tanner , Illiquidity Worries U.K. Insurers in Forex Hedging Switch , Insurance Risk , Aug. 24, 2015, … ance-risk/feature/2422999/illiquidity-worries-uk-insurers-in-forex-hedging-switch. 65 See Bank for Int’l Settlements, …
Written Testimony of Chairman J. Christopher Giancarlo before the Senate Banking Committee
… February 2017, the CFTC filed and settled charges against Forex Capital Markets LLC for $7 million for defrauding …
Keynote Speech of Commissioner Kristin N. Johnson at the Salzburg Global Finance Forum
… futures contracts, or retail off-exchange foreign exchange (forex) contracts or swaps, in exchange for commission or …
Testimony of Commissioner J. Christopher Giancarlo before the U.S. House Committee on Agriculture, Subcommittee on Commodity Exchanges, Energy, and Credit
… and Angela Chen, Jefferies to Sell Bache Futures Unit, Buy Forex Ops , Wall Street Journal, Apr. 9, 2015, available at … ww.wsj.com/articles/jefferies-to-sell-bache-futures-unit-buy-forex-ops-1428582402. 7 Alexander Osipovich, US …
Keynote Address of Director of Enforcement James M. McDonald at the Practising Law Institute's White Collar Crime 2019 Program
… . [8] See Press Release 7915-19, CFTC Charges Forex Trading Firms and Principals in $75 million Fraud, at …
2013-26665
… an FCM to disclose separately its obligation to retail forex customers. Currently, an FCM's obligation to retail forex customers is included with other miscellaneous … 27.J. ``Other.'' The separate reporting of an FCM's retail forex obligation will provide greater transparency on the …
2013-26665
… an FCM to disclose separately its obligation to retail forex customers. Currently, an FCM's obligation to retail forex customers is included with other miscellaneous … 27.J. ``Other.'' The separate reporting of an FCM's retail forex obligation will provide greater transparency on the …
2013-26665
… an FCM to disclose separately its obligation to retail forex customers. Currently, an FCM's obligation to retail forex customers is included with other miscellaneous … 27.J. ``Other.'' The separate reporting of an FCM's retail forex obligation will provide greater transparency on the …