Displaying results 771 - 780 of 830
… complaint (involving futures, options on futures, forex or swaps) involving a pending, current, or former NFA …
… 30652 (with respect to determining the ECP status of Forex Pools and referring to the External Business Conduct … 30653 n. 656 (with respect to determining the ECP status of Forex Pools) \44\ For example, an entity could demonstrate … 30652 (with respect to determining the ECP status of Forex Pools and referring to the External Business Conduct …
… we stand today? We were given deadlines of 90 days for the forex rulemaking, and we got that done. We’ve got other …
… products with the SEC as well as the oversight of retail forex coordinated among several other regulators. These …
… in CEA sections 2(c)(2)(B) or 2(c)(2)(C) ; \66\ (``retail forex'' and such pools, ``Retail Forex Pools'') no longer qualifies as an ECP for those … (A)(v) to qualify as ECPs instead for purposes of retail forex. Clause (A)(v) of the ECP definition applies to …
… Last month, we published final rules relating to retail FOREX trading, a project that dates back to passage of the …
… 9 Callum Tanner , Illiquidity Worries U.K. Insurers in Forex Hedging Switch , Insurance Risk , Aug. 24, 2015, … ance-risk/feature/2422999/illiquidity-worries-uk-insurers-in-forex-hedging-switch. 10 See Bank for Int’l Settlements, …
… futures contracts, options on futures, retail off-exchange forex contracts or swaps, and accepts money or other assets … including Value at Risk (VaR) for interest rates, credit, forex, equities, commodities, and total VaR; total stressed … sensitivity by tenor bucket; credit spread sensitivity; forex market sensitivities; commodity market sensitivities; …
… our new Farm Bill authorities in the over-the-counter forex futures market. Division of Market Oversight. The …
… Last month, we published final rules relating to retail FOREX trading, a project that dates back to passage of the …