Displaying results 761 - 770 of 830
… , February 3, 2017). February 6, 2017 —The CFTC orders Forex Capital Markets, LLC (FXCM) and its parent company and … penalty for FXCM’s defrauding of retail foreign exchange (forex) customers. The order finds that, between September 4, … engaged in false and misleading solicitations of its retail forex customers by concealing its relationship with its most …
… if not all, of the funds were intended for trading either forex or margined or leveraged gold-U.S. dollar pairs. …
… are excluded from the calculation. With respect to retail forex dealers (``RFEDs''), CFTC staff has observed that all …
… funds earmarked for over the counter foreign currency (“forex”) trades for their own use and benefit. Walsh and … funds earmarked for over the counter foreign currency (“forex”) trades for their own use and benefit. Walsh and …
… complaint (involving futures, options on futures, forex or swaps) involving a pending, current, or former NFA … complaint (involving futures, options on futures, forex or swaps) involving a pending, current, or former NFA …
Statement of Commissioner J. Christopher Giancarlo before the Market Risk Advisory Committee Meeting
… 8 Callum Tanner , Illiquidity Worries U.K. Insurers in Forex Hedging Switch , Insurance Risk , Aug. 24, 2015. 9 See …
… of the campaign, the CFTC issued, Customer Advisory: Avoid Forex, Precious Metals, and Digital Asset Romance Scams . …
… we stand today? We were given deadlines of 90 days for the forex rulemaking, and we got that done. We’ve got other …
… Fraud (issued June 15, 2022); CFTC Customer Advisory: Avoid Forex, Precious Metals, and Digital Asset Romance Scams …
… 3................................ Foreign currency trading (FOREX). 4................................ Any type of …