Displaying results 71 - 80 of 828
… August 29, 2018 CFTC Charges Forex Trader and Firm with Fraud and Registration Violations … accounts for off-exchange foreign currency contracts (forex) and hid substantial trading losses incurred as a result of defendants’ managed forex trading. Specifically, the complaint alleges that the …
… Himanshu Shah v. Gain Capital Group LLC d/b/a Forex.com …
… Florida Resident Juvenal E. Machado and His Company, Invers Forex, LLC, for Off-Exchange Forex Scam Court orders defendants to pay more than $4 … the United States is Miami, Fla., and his company, Invers Forex, LLC. Neither defendant has ever been registered with …
… August 3, 2011 London-based Forex Capital Markets Ltd. Ordered to Pay $140,000 Penalty … to Settle CFTC Charges of Acting as an Unregistered Retail Forex Exchange Dealer Washington, DC - The U.S. Commodity … (CFTC) today filed and simultaneously settled charges that Forex Capital Markets Ltd . (FXCM Ltd.) of London, U.K. …
… CHARGED WITH FRAUD IN THE SOLICITATION OF FOREIGN CURRENCY (FOREX) FUTURES ACCOUNTS; Defendant Sterling forex Lost $1.8 Million in Customer Investments …
… by Commissioner Bart Chilton on the Release of New Retail Forex Rules August 31, 2010 In recent years, mini-Madoff … incomes. Many of these fraudulent schemes have involved "forex" trading, that is, derivatives trading foreign … currency. Operating in the shadows of the legitimate forex market, regulators have focused on the types of …
… Chairman Timothy Massad on Enhancing Protections for Retail Forex Customers August 27, 2015 I support the approval of … Chairman Timothy Massad on Enhancing Protections for Retail Forex Customers …
… Sharon Y. Bowen on Enhancing Protections for Retail Forex Customers August 27, 2015 I concur with the … that the proposals include a requirement that each retail forex dealer (“RFED”) member must establish, maintain and … 2014 that “the two biggest publicly traded over-the-counter forex companies … -- show that, on average, 68 percent of …
… Denari Capital, LLC and its Owners with $8.3 Million Forex Fraud Washington, DC – The U.S. Commodity Futures … leveraged or margined off-exchange foreign currency (forex). The complaint also charges defendants with … accounts and used the funds for various purposes, including forex trading, real estate investments, securities …
… September 9, 2019 CFTC Charges Unregistered Forex Trading Firm and Its Principal with Fraud and … to trade leveraged or margined foreign currency (retail forex). The CFTC complaint alleges fraudulent solicitation … at least 30 individuals for pooled investments in retail forex. Between August 2016 and September 2018, the …