Displaying results 31 - 40 of 71
… options on commodity futures, commodity options, and forex. On March 9, 2010 , the U.S. Commodity Futures Trading … options on commodity futures, commodity options, and forex. On March 9, 2010 , the U.S. Commodity Futures Trading …
… Kiley, Clifford Berg, Ellen Berg, Basel Group, LLC, Crown Forex, LLC, Market Shot, LLC, Oxford Developers, S.A., … Kiley, Clifford Berg, Ellen Berg, Basel Group, LLC, Crown Forex, LLC, Market Shot, LLC, Oxford Developers, S.A., …
… Scams ; CFTC Customer Advisory Customer Advisory: Avoid Forex, Precious Metals, and Digital Asset Romance Scams ; … complaint (involving futures, options on futures, forex or swaps) involving a pending, current or former NFA … Scams ; CFTC Customer Advisory Customer Advisory: Avoid Forex, Precious Metals, and Digital Asset Romance Scams ; …
… retail investors who are lured into foreign currency (forex) trading frauds. In the alert, the regulators caution investors that off-exchange forex trading by retail investors is at best extremely … retail investors who are lured into foreign currency (forex) trading frauds. In the alert, the regulators caution …
… well. The Commission also proposes adding the term ``retail forex customer'' to regulation 1.3 because it appears in … \21\ 17 CFR 5.1(k) currently defines ``retail forex customer'' as ``a person, other than an eligible … the terms ``commodity futures transactions,'' ``retail forex exchange transactions,'' and ``commodity option …
...The Division of Swap Dealer and Intermediary Oversight (DCIO) and its predecessors, the Division of Clearing and Intermediary Oversight and the Division of Trading and Markets, have issued advisories and interpretations regarding intermediaries’ operations and compliance with CFTC requirements.
CFTC staff also issues written guidance concerning the Commodity Exchange Act and the CFTC's…
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Intermediary Guidance
The Market Participants Division (MPD) and its predecessors, the Division of Clearing and Intermediary Oversight and the Division of Trading and Markets, have issued advisories and interpretations regarding intermediaries’ operations and compliance with CFTC requirements.
CFTC staff also issues written guidance concerning the Commodity Exchange Act and the CFTC's…
… and 2(c)(2)(E) regarding off-exchange foreign currency (``forex'') transactions with retail customers will not become … its general classification of the Dodd-Frank Act's retail forex amendments as Category 4 provisions, it will regard … the federal regulatory agency rules applicable to retail forex transactions have been finalized, along with a …
… 1-FR-FCM for the Period 09/01/2005-09/30/2005 (C) 05-005 Forex Capital, LLC, CFTC Form 1-FR-FCM for the period … 1-FR-FCM for the Period 09/01/2005-09/30/2005 (C) 05-005 Forex Capital, LLC, CFTC Form 1-FR-FCM for the period …
… by the strike price per unit, for each such retail forex transaction, by calculating the value in U.S. Dollars … by the strike price per unit, for each such retail forex transaction, by calculating the value in U.S. Dollars … by the strike price per unit, for each such retail forex transaction, by calculating the value in U.S. Dollars …