Displaying results 41 - 50 of 71
Statement of Commissioner Kristin N. Johnson Regarding CFTC Settlement with First State Depository Company, LLC and Argent Asset Group LLC for Precious Metals Fraud
… ; CFTC Customer Advisory: Avoid Forex, Precious Metals, and Digital Asset Romance Scams, …
Remarks of Commissioner Thomas J. Erickson, Derivatives Deregulation and Financial Markets: Right Medicine at the Right Time?, Economic Strategy Institute
… regulators have the experience and resources to address forex fraud? Do they even have the interest? Most …
Remarks of Chairman J. Christopher Giancarlo at the North American Securities Administrators Association (NASAA) Conference, Washington, D.C.
… states have historically partnered to combat fraud in forex, commodity pools and precious metals. This partnership … you a few examples that highlight our joint successes. In a forex fraud case involving the misappropriation of over $40 …
Opening Statement, CFTC Open Meeting
… into a large commodity pool in order to evade our retail “forex” regulatory regime. At the same time, the final rule …
Keynote Address of Chairman Rostin Behnam at the Brookings Institution Webcast on The Future of Crypto Regulation
… El Paso Resident and His Firm in Ongoing $3.9 Million Forex and Cryptocurrency Fraud and Misappropriation Scheme … El Paso Resident and His Firm in Ongoing $3.9 Million Forex and Cryptocurrency Fraud and Misappropriation Scheme | … Nigerian and American Citizens Operating as PrimeFX with Forex and Bitcoin Fraud and Misappropriation (Sept. 30, …
Keynote Address of Commissioner Brian D. Quintenz before the DC Blockchain Summit
… of the off-exchange retail foreign exchange (“retail forex”) industry. The NFA began regulating this sector seven … . 22   See  discussion of NFA’s “Forex Dealer” membership category in Testimony of Daniel J. …
Statement of Commissioner Caroline D. Pham in Support of Foreign Board of Trade Proposal
… futures contracts, commodity options, retail off-exchange forex or commodity contracts, or swaps, but does not accept …
“Wicked Awesome”, Speech before the National Futures Association on Financial Regulation
… solutions to some ongoing and intractable problems. In the forex arena, an issue of particular concern to me, the NFA …
Address by Chairman James E. Newsome of the U.S. Commodity Futures Trading Commission before the Bond Market Association, New York, New York
… which clarified our authority over illegal off-exchange forex bucket shops, the Commission has used that authority …
Statement of Commissioner J. Christopher Giancarlo before the Market Risk Advisory Committee Meeting
… 8 Callum Tanner , Illiquidity Worries U.K. Insurers in Forex Hedging Switch , Insurance Risk , Aug. 24, 2015. 9 See …