Displaying results 21 - 30 of 555
… Denari Capital, LLC and its Owners with $8.3 Million Forex Fraud Washington, DC – The U.S. Commodity Futures … leveraged or margined off-exchange foreign currency (forex). The complaint also charges defendants with … accounts and used the funds for various purposes, including forex trading, real estate investments, securities …
… September 9, 2019 CFTC Charges Unregistered Forex Trading Firm and Its Principal with Fraud and … to trade leveraged or margined foreign currency (retail forex). The CFTC complaint alleges fraudulent solicitation … at least 30 individuals for pooled investments in retail forex. Between August 2016 and September 2018, the …
… April 22, 2019 CFTC Charges Forex Trading Firms and Principals in $75 Million Fraud … are charged with operating a $75 million foreign currency (“forex”) trading scheme involving over 700 U.S. participants … over 700 U.S. residents for pooled investments in retail forex. Between mid-April 2014 and the present, the …
… things, leveraged or margined retail foreign currency (forex) and binary options traded on and off CFTC-regulated … participants for the purported purpose of trading retail forex, binary options, metals and digital assets. To induce … with trading through him. Wonsey only traded retail forex and binary options. Instead of trading pool …
… of Clearing and Intermediary Oversight Issues Advisory on Forex Transactions Washington, DC – The Division of Clearing … retail off-exchange foreign currency futures or option (forex) transactions. The DCIO Advisory addresses the … advisors, and commodity pool operators that are involved in forex transactions; (2) the permissibility of certain …
… 2006 CFTC Commissioner Michael V. Dunn to Head Commission’s Forex Task Force Washington, D.C. – Commodity Futures … CFTC Commissioner Michael V. Dunn to chair the Commission’s Forex Task Force. The objective of this task force is to … of fraudulent activity in the retail foreign currency (forex) futures and option markets and to highlight the …
… September 14, 2018 CFTC Charges Multiple Forex and Binary Options Dealers with Registration … Eight Firms and Eight Individuals for Illegally Offering Forex and Binary Options to Retail Investors in the United … individuals that were offering foreign exchange (forex) and binary options to retail investors located in the …
… 17, 2018 CFTC Charges Chicago-area Trader with Ongoing Forex and Commodity Fraud Washington, DC — The Commodity … clients to trade leveraged off-exchange foreign currency (forex) and commodity futures contracts through accounts they … manage individual trading accounts for clients to trade forex and commodity futures contracts, generating for them a …
… in connection with their operation of a foreign currency (forex) commodity pool. In its continuing litigation, the … for a commodity pool that would purportedly trade forex. As alleged, in order to entice pool participants, … represented that they had made large profits trading forex; and that pool participants would realize guaranteed …
… 35 participants for pooled futures and foreign currency (forex) trading—misappropriating at least $356,000 to pay … Libor Capital, LLC”—falsely guaranteed monthly futures and forex trading returns of $6,000 to $8,000 in some instances … including three bankruptcies. Rather than trade futures and forex as he represented in his solicitations, Bryant, as …