Displaying results 771 - 780 of 1856
2012-5950
… major swap participants (``MSPs''); (2) imposing mandatory clearing and trade execution requirements on standardized … 20; Cleary Gottlieb CL at 4-6; CCMR CL at 4; Coalition of Derivatives End-Users CL at 4-7; MFA CL at 3-4; MetLife CL … excluded transaction records. \113\ See the International Organization for Standardization (ISO) standard ISO 4217 for …
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Open Meeting on Eighth Series of Proposed Rules under the Dodd-Frank Act
… Sheet: Proposed Regulations Regarding Position Limits for Derivatives Q&A: Position Limits for Derivatives Fact Sheet: … Rule for Risk Management Requirements for Derivatives Clearing Organizations Q&A: Risk Management Requirements for …
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Statement of Chairman Heath P. Tarbert in Support of Foreign Clearinghouse Registration Exemption Framework
… codifies existing staff guidance by which the CFTC exempts derivatives clearing organizations (DCOs) from registration for the clearing of … Statement of Chairman Heath P. Tarbert in Support of Foreign Clearinghouse Registration Exemption Framework …
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2015-32144
… 17 CFR Part 39 System Safeguards Testing Requirements for Derivatives Clearing Organizations; Proposed Rule Federal Register / Vol. 80 , …
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2019-20188
… Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations AGENCY: Commodity Futures Trading Commission. …
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Statement of Support on Three Final Rules and Two Proposals Under the Dodd-Frank Act
… Dodd-Frank Act Chairman Gary Gensler July 19, 2011 Customer Clearing Documentation and Timing of Acceptance for Clearing … rule is consistent with the congressional requirement that derivatives clearing organizations be eligible to clear swaps and that the public …
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2019-20189
… 17 CFR Parts 3, 39, and 140 RIN 3038-AE65 Exemption From Derivatives Clearing Organization Registration AGENCY: Commodity Futures Trading …
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2011-17711
… may be accessed at http://www.cftc.gov./ LawRegulation/OTCDERIVATIVES/index.htm. \3\ See 15 U.S.C. 1681-1681x. The … general or limited partnership, association, or similar organization. (e) Concise.-- (1) In general. The term … covered by the notice for ``commodity advisor'', ``futures clearing merchant'', or ``swap dealer'' affiliates. 5. …
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CFTC Divisions Issue Staff Advisory on Affiliations Among CFTC-Regulated Entities
… — The Commodity Futures Trading Commission’s Divisions of Clearing and Risk, Market Oversight, and Market Participants … on affiliations between a designated contract market (DCM), derivatives clearing organization (DCO), or swap execution facility (SEF) and an …
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Testimony before the House Committee on Agriculture
… to comprehensively regulate over-the-counter (OTC) derivatives. Today, you requested that I address other … off the books of financial institutions and into regulated clearinghouses. This would remove the transactions, once … of payment and clearing systems. Currently, clearing organizations for futures and securities are overseen by the …
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