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… e. Section 23.431(d)--Daily Mark E. Section Sec. 23.432--Clearing Disclosures 1. Proposed Sec. 23.432 2. Comments 3. … or (v) any endowment, including an endowment that is an organization described in section 501(c)(3) of the Internal … Financial Markets Association and International Swaps and Derivatives Association letter, dated Oct. 22, 2010 …
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Statement of Commissioner Caroline D. Pham in Support of the Treatment of Separate Accounts Proposal
… thank Daniel O'Connell and Bob Wasserman in the Division of Clearing and Risk, and Jennifer Bauer and Joshua Beale in … Regulation 39.13(g)(8)(iii) requires that a CFTC-registered derivatives clearing organization (DCO) requires its clearing members to ensure …
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… disruptions include: The 2023 ransomware attack on ION Derivatives, which impacted global derivatives clearing and risk reporting; the 2024 CrowdStrike software … to expand operational safeguards to derivatives clearing organizations (DCOs), including enhanced oversight of …
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… FUTURES TRADING COMMISSION 17 CFR Part 39 RIN 3038-AD47 Clearing Exemption for Certain Swaps Entered Into by … requires a swap: (1) To be submitted for clearing through a derivatives clearing organization (DCO) if the Commission has determined that the … requires a swap: (1) To be submitted for clearing through a derivatives clearing organization (DCO) if the Commission …
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… Exchange Act (``CEA''),\4\ and it is also a self-regulatory organization (``SRO'').\5\ … facilities (``SEFs''), registered futures associations, and derivatives clearing organizations (``DCOs''). Among other things, SROs …
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… 17 CFR Parts 1, 15, 17, et al. Position Limits for Derivatives; Proposed Rule Federal Register / Vol. 81 , No. … by reporting markets, futures commission merchants, clearing members, and foreign brokers 5. Part 151--Position … point was echoed by Public Citizen, a consumer advocacy organization, and Airlines for America, a trade association …
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… WPTF describes itself as a ``broad-based membership organization dedicated to encouraging competition in the … to the rules of a designated contract market (``DCM'') or derivatives transaction execution facility (``DTEF''), or a … electronic trading platform and then brought to ICE for clearing. In this regard, ICE does not differentiate between …
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… we had a panel on intermediaries, followed by a panel of clearing houses and clearing systems. And today is an … you for taking time away from your businesses and your organizations to be here to give us advice on agricultural … a more flexible structure for the futures and options derivatives markets. In this regard we're proposing to have …
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… by direct government oversight or by a self-regulatory organization, from the lack of a developed regulatory … over time led to trading rules and to formation of clearinghouses. These contracts thereby evolved into the … metals, financial engineers have created a large array of derivatives contracts that can be used to manage price risk. …
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… of swap dealers and major swap participants; (2) imposing clearing and trade execution [[Page 35373]] requirements on … section 5b(c)(2), 7 U.S.C. 7a-1(c)(2) (core principles for derivatives clearing organizations (``DCOs'')); new CEA section 5(d), 7 U.S.C. …
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