Displaying results 621 - 630 of 1856
… Division of Market Oversight and the Division of Clearing and Risk today announced they have taken a … LLC, a designated contract market, and Kalshi Klear LLC, a derivatives clearing organization, to modify CFTC Letter No. 24-15 to remove the …
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… cleared and uncleared swaps, forwards, options and other derivatives . . . .'' \18\ Citigroup, one of the largest … and pension plans, and any other similar international organizations, their agencies and pension plans. See 17 CFR … Dodd-Frank swap requirements (including the trading and clearing mandates and reporting requirements) would apply to …
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… 17 CFR Parts 1, 15, 17, et al. Position Limits for Derivatives; Proposed Rule Federal Register / Vol. 78 , No. … by Reporting Markets, Futures Commission Merchants, Clearing Members, and Foreign Brokers II. Revision of Rules, … \137\ Compare Technical Committee of the International Organization of Securities Commissions, Task for on …
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… of Customer Funds by Futures  Commission Merchants and Derivatives Clearing Organizations;      Final Rule--Derivatives Clearing
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… in part 45, and stated in the CPSS-IOSCO Report on OTC Derivatives Data Reporting and Aggregation Requirements, ``a … Systems and Technical Committee of the International Organization of Securities Commissions, Report on OTC … may contact DTCC-SWIFT at: The Depository Trust & Clearing Corporation, 55 Water Street, New York, NY 10041, …
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… WPTF describes itself as a ``broad-based membership organization dedicated to encouraging competition in the … to the rules of a designated contract market (``DCM'') or derivatives transaction execution facility (``DTEF''), or a … electronic trading platform and then brought to ICE for clearing. In this regard, ICE does not differentiate between …
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… COMMISSION 17 CFR Part 39 RIN 3038-AF39 Protection of Clearing Member Funds Held by Derivatives Clearing  Organizations AGENCY: Commodity Futures Trading Commission. …
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… of swap dealers and major swap participants; (2) imposing clearing and trade execution requirements on standardized … Act may be accessed at http://www.cftc.gov/LawRegulation/OTCDERIVATIVES/index.htm. \2\ Pursuant to Section 701 of the … and other interested persons, including DCMs, trade organizations, banks, investment companies, commercial …
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… CONTACT: Andrew Chapin, Special Counsel, Division of Clearing and Intermediary Oversight, at (202) 418-5430 … set forth therein, a foreign regulatory or self-regulatory organization must obtain a written confirmation from the … CONTACT: Andrew Chapin, Special Counsel, Division of Clearing and Intermediary Oversight, at (202) 418-5430 …
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… to report to the CFTC and applicable self- regulatory organizations when certain noncommercial swap clients reach … made on or subject to the rules of contract markets or derivatives transaction execution facilities, or on … on or subject to the rules of any contract market or derivatives transaction execution facility, or on an …
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