Displaying results 611 - 620 of 1856
… default risk management, cross-product margining, or clearing U.S. Treasuries, they were establishing a precedent … regulation includes a supervision framework where organizations that play a critical role in market … and to support a stronger, safer, and more vital derivatives market, while also enhancing efficiencies for …
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… of swap dealers and major swap participants; (ii) imposing clearing and trade execution requirements on standardized … Act may be accessed at http://www.cftc.gov/LawRegulation/OTCDERIVATIVES/index.htm. … as state Public Utility Commissions, regional transmission organizations (``RTOs'') and the Federal Energy Regulatory …
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… the Division of Market Oversight and the Division of Clearing and Risk have taken a no-action position regarding … in response to a request from LedgerX LLC d/b/a MIAX Derivatives Exchange LLC (MIAXdx), a designated contract market and derivatives clearing organization. The Divisions will not recommend the CFTC …
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… 17 CFR Parts 37, 38, and 150 Position Limits for Derivatives: Certain Exemptions and Guidance; Proposed Rule … \15\ there currently is neither a requirement for mandatory clearing of a swap on a physical commodity,\16\ nor has a … Web site at http://www.cftc.gov/IndustryOversight/TradingOrganizations/SEF2/sefhowto. \22\ DCM Core Principle 5, …
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… that govern how futures commission merchants and derivatives clearing organizations safeguard and invest customer funds held for …
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… meeting the following criteria: A business entity or other organization engaged with fintech or RegTech. U.S.-based … to do business in the United States. Trade groups and other organizations engaged with fintech or RegTech businesses. … meeting the following criteria: A business entity or other organization engaged with fintech or RegTech. U.S.-based …
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… Swaps 2. Transactions in Regional Transmission Organizations and Independent System Operators III. The … and major security-based swap participants; (ii) imposing clearing and trade execution requirements on swaps and … Act is available at http://www.cftc.gov/LawRegulation/OTCDERIVATIVES/index.htm. \3\ Pursuant to section 701 of the …
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… of swap dealers and major swap participants; (2) imposing clearing and trade execution requirements on standardized … and trade associations, energy news and price reporting organizations, designated contract markets [[Page 41399]] … for the differences between the securities markets and the derivatives markets, the Commission will be guided, but not …
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… daily to advance effective supervision and oversight in derivatives markets. In 1974, Congress passed and Former … final rules that enhance risk management for derivatives clearing organizations (DCOs), cyber-resilience, and effective …
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… Act may be accessed at http://www.cftc.gov/LawRegulation/OTCDERIVATIVES/index.htm. … received 20 comments from law firms; 14 comments from trade organizations; two comments from individual interested … swaps may only be netted if cleared by the same designated clearing organization (``DCO'') and it is otherwise …
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