Displaying results 591 - 600 of 1856
… above. WPTF describes itself as a ``broad-based membership organization dedicated to encouraging competition in the … to the rules of a designated contract market (``DCM'') or derivatives transaction execution facility (``DTEF''), or a … electronic trading platform and then brought to ICE for clearing. In this regard, ICE does not differentiate between …
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… in the documentation and standards that underpin the global derivatives markets. The centerpiece of ISDA’s … Transformation and Optimization We’ve also completed some organizational changes to the CFTC’s divisions and offices … overly burdensome Dodd-Frank requirements. The Division of Clearing and Risk (DCR) and MPD circulated for a Commission …
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… rules that take into account the global nature of derivatives trading. Although it is difficult to achieve … including participating in meetings of the International Organization of Securities Commissions (IOSCO) and direct … rules that take into account the global nature of derivatives trading. Although it is difficult to achieve …
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… equivalent to such contracts. See Position Limits for Derivatives, 78 FR 75680 (Dec. 12, 2013). \3\ See 17 CFR … owned entity. Better Markets, Inc. (``Better Markets''), an organization that advocates for financial reform, commented … Filed by Contract Markets, Futures Commission Merchants, Clearing Members, Foreign Brokers and Large Traders; Final …
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… 17 CFR Parts 1, 150 and 151 Position Limits for Derivatives; Proposed Rule Federal Register / Vol. 76 , No. … VII of the Dodd-Frank Act,\2\ includes provisions imposing clearing and trade execution requirements on standardized … reports on economically equivalent swaps from clearing organizations, their members and swap dealers). …
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… major swap participants (each, an ``MSP''); (2) imposing clearing and trade execution requirements on standardized … procedures for SDs or MSPs that are clearing members of a derivatives clearing organization (``DCO'').\37\ … procedures for SDs or MSPs that are clearing members of a derivatives clearing organization (``DCO'').\37\ …
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… above. WPTF describes itself as a ``broad-based membership organization dedicated to encouraging competition in the … to the rules of a designated contract market (``DCM'') or derivatives transaction execution facility (``DTEF''), or a … electronic trading platform and then brought to ICE for clearing. In this regard, ICE does not differentiate between …
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… Given that intermediaries may engage in both securities and derivatives transactions, operators of investment companies … Section 1a(40) ``registered entities''--such as derivatives clearing organizations, designated contract markets, swap execution …
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… 17 CFR Part 39 End-User Exception to the Clearing Requirement for Swaps; Final Rule Federal Register … swaps. The CEA requires a swap: (1) To be cleared through a derivatives clearing organization (DCO) if the Commission has determined that the … swaps. The CEA requires a swap: (1) To be cleared through a derivatives clearing organization (DCO) if the Commission …
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… Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by … Counsel, 202-418-5926, [email protected], Division of Clearing and Intermediary Oversight; Eve Gutman, … may be accessed at http://www.cftc.gov./LawRegulation/OTCDERIVATIVES/index.htm. \8\ See Petition at 2-3, 6. \9\ See …
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