Displaying results 51 - 60 of 1856
CFTC Staff Issues Advisory on 24/7 Trading, Clearing, and Settlement
… — The Commodity Futures Trading Commission’s Division of Clearing and Risk, Division of Market Oversight, and Market … designated contract markets, swap execution facilities, derivatives clearing organizations, and futures commission merchants of their … CFTC Staff Issues Advisory on 24/7 Trading, Clearing, and Settlement …
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Statement of Commissioner Kristin N. Johnson in Support of Notice of Proposed Amendments to Reporting and Information Requirements for Derivatives Clearing Organizations
… Amendments to Reporting and Information Requirements for Derivatives Clearing Organizations (Notice).  Across the diverse commodity and … Amendments to Reporting and Information Requirements for Derivatives Clearing Organizations …
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CFTC Staff Issues an Advisory Related to Prime Brokerage Arrangements and Derivatives Clearing Organization Registration Requirements
… — The Commodity Futures Trading Commission’s Division of Clearing and Risk (DCR) today issued a staff advisory that … encountered potential DCO registration issues involving derivatives transactions executed through structures … an Advisory Related to Prime Brokerage Arrangements and Derivatives Clearing Organization Registration Requirements …
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CFTC Issues Order of Exemption from Registration as a Derivatives Clearing Organization to Korea Exchange, Inc.
… 2015 CFTC Issues Order of Exemption from Registration as a Derivatives Clearing Organization to Korea Exchange, Inc. Washington, DC — The … CFTC Issues Order of Exemption from Registration as a Derivatives Clearing Organization to Korea Exchange, Inc. …
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Concurrence of Commissioner Jill E. Sommers on Cantor Clearinghouse, L.P., Order of Registration as a Derivatives Clearing Organization
… Concurrence of Commissioner Jill E. Sommers on Cantor Clearinghouse, L.P., Order of Registration as a Derivatives Clearing Organization April 20, 2010 I concur with the staff … on Cantor Clearinghouse, L.P., Order of Registration as a Derivatives Clearing Organization …
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CFTC Extends Public Comment Period for Proposal to Amend Derivatives Clearing Organization Regulations
… CFTC Extends Public Comment Period for Proposal to Amend Derivatives Clearing Organization Regulations Washington, DC — The Commodity … CFTC Extends Public Comment Period for Proposal to Amend Derivatives Clearing Organization Regulations …
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CFTC Requests Public Comment on an Application by LCH.Clearnet SA for Registration as a Derivatives Clearing Organization
… on an Application by LCH.Clearnet SA for Registration as a Derivatives Clearing Organization Washington, DC – The Commodity Futures Trading … on an Application by LCH.Clearnet SA for Registration as a Derivatives Clearing Organization …
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CFTC Unanimously Approves Final Rule for Granting Exemptions from Derivatives Clearing Organization Registration
… the Commission to grant an exemption from registration as a derivatives clearing organization (DCO) to a clearing organization organized … Approves Final Rule for Granting Exemptions from Derivatives Clearing Organization Registration …
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Statement of Commissioner J. Christopher Giancarlo Regarding System Safeguards Testing Requirements for Derivatives Clearing Organizations
… Regarding System Safeguards Testing Requirements for Derivatives Clearing Organizations September 8, 2016 Good regulation should be … Regarding System Safeguards Testing Requirements for Derivatives Clearing Organizations …
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CFTC Requests Public Comment on a Petition by ASX Clear (Futures) Pty Limited for Exemption from Registration as a Derivatives Clearing Organization
… (Futures) Pty Limited for Exemption from Registration as a Derivatives Clearing Organization Washington, DC — The U.S. Commodity Futures … (Futures) Pty Limited for Exemption from Registration as a Derivatives Clearing Organization …
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