Displaying results 441 - 450 of 1856
e9-27287
… contract market, and the Kansas City Board of Trade Clearing Corporation (KCBTCC), a registered derivatives clearing organization (DCO), have petitioned for an exemption … Board of Trade Clearing Corporation (KCBTCC), a registered derivatives clearing organization (DCO), have petitioned for …
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2013-31476
… 2. Liquidity management activities 3. Transactions of Derivatives Clearing Organizations and Clearing Agencies 4. Excluded … 2. Liquidity management activities 3. Transactions of Derivatives Clearing Organizations and Clearing Agencies 4. Excluded …
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2010-30905
… conduct a study on ``the feasibility of requiring the derivatives industry to adopt standardized computer-readable … and other ``Computerized Analysis'': 1. How would your organization or community define ``net exposures to complex … are removed when it is communicated to counterparties or clearing houses? 17. Are different messaging standards used …
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Acting Chairman Pham Announces CFTC Interpretation to Unlock Over $22 Billion of Collateral and Promote American Competitiveness
… with customer funds with foreign brokers and foreign clearing organizations to margin customers’ foreign futures and … futures markets,” said Acting Chairman Pham. “The commodity derivatives market is global, and American businesses should …
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2011-6972
… CFR Part 39 RIN 3038-AC98 Risk Management Requirements for Derivatives Clearing Organizations AGENCY: Commodity Futures Trading Commission. … CFR Part 39 RIN 3038-AC98 Risk Management Requirements for Derivatives Clearing Organizations AGENCY: Commodity Futures …
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e8-31110
… FUTURES TRADING COMMISSION Order Exempting the Trading and Clearing of Certain Products Related to iShares[supreg] … INFORMATION: I. Introduction The OCC is both a Derivatives Clearing Organization (``DCO'') registered pursuant to Section 5b of … INFORMATION: I. Introduction The OCC is both a Derivatives Clearing Organization (``DCO'') registered …
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Systemically Important DCO Rules
… 4800 // PDF Version 1/27/2020 17 CFR Parts 1, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles … 4800 // PDF Version 1/27/2020 17 CFR Parts 1, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles …
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2012-31734
… and major swap participants (``MSPs''); (2) imposing clearing and trade execution requirements on standardized … conduct global swaps business, trade associations, clearing organizations, law firms (representing international banks … to the effect that oversight of the $700 trillion global derivatives market is the key to meaningful reform. The …
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2013-30981
… transitional relief only until October 10, 2013, from the clearing and swap processing requirements (as described in … Regulatory Technical Standards (RTS) in Q2 2014 (OTC Derivatives Working Group, ``OTC Derivatives Market Reforms: … of which are not Commission-registered derivatives clearing organizations. …
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e8-17529
… procedures under which designated contract markets (DCMs), derivatives clearing organizations (DCOs), and derivatives transaction execution … procedures under which designated contract markets (DCMs), derivatives clearing organizations (DCOs), and derivatives …
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