Displaying results 1711 - 1720 of 1856
… that requires Designated Contract Markets (DCMs), Derivatives Transaction Execution Facilities (DTEFs), and … Derivatives Products'' recommended by the International Organization of Securities Commissions (``IOSCO'') to all … co-location and/or proximity hosting services include clearing firms, proprietary trading groups, market makers, …
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… of petitions and applications and agency statements of organization and functions are examples of documents … for CSEs on all swaps that are not cleared by a registered derivatives clearing organization, and section 2(i) of the CEA, which …
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… the foreign regulatory program; or (2) a self-regulatory organization (SRO) of which such persons are members. A … including a lack of comity relating to the execution or clearing of any commodity interest \7\ subject to the … exemptions issued to foreign regulatory or self-regulatory organizations on behalf of individual firms may encourage an …
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… coordinated approach with respect to uncleared margin. The derivatives market is a global market and any differences in … an important role within Europe - an intergovernmental organization of the EU’s Eurozone member states that … today, or the relief provided by CFTC staff to Eurex Clearing last December (to which I similarly objected) [7] …
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… regulations, affiliates that qualify for the exemption from clearing pursuant to section 2(h)(7)(D) of the Act, and … Infrastructure Regulation or EMIR's margin rules for OTC derivatives contracts not cleared by a central … of stability and does not raise concerns about risk in the derivatives markets. Codifying the ESM's relief from the …
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… The Commission must be able to determine how different derivatives categories and products are being traded, as … facilities, designated contract markets, and derivatives clearing organizations (“DCOs”). Other reporting counterparties …
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… out of Washington to hear directly from you about how our derivatives markets are—or are not—working. Of course, it … of energy merchants, producers, and consumers to obtain clearing services and cost-effective swaps. Bank capital … ; CFTC, Trading Organizations – Swap Execution Facilities (SEF), …
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… TRADING COMMISSION 17 CFR Part 50 RIN 3038-AE33 Swap Clearing Requirement Exemptions AGENCY: Commodity Futures … Institute of International Banking, International Swaps and Derivatives Association, Inc., and Securities Industry and … took this opportunity to consider the structure and organization of part 50 of the Commission's regulations and …
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… regulations, affiliates that qualify for the exemption from clearing pursuant to section 2(h)(7)(D) of the Act, and … Infrastructure Regulation or EMIR's margin rules for OTC derivatives contracts not cleared by a central … plays an important role within Europe--an intergovernmental organization of the EU's Eurozone member states that …
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… Counsel, or Elizabeth Miller, Attorney-Advisor, Division of Clearing and Intermediary Oversight, 1155 21st Street, NW., … may be accessed at http://www.cftc.gov./ LawRegulation/OTCDERIVATIVES/index.htm. \4\ Pursuant to Section 701 of the … called for includes the firm's full legal name and form of organization, business address, business records location, …
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