Displaying results 1581 - 1590 of 1856
2019-13606
… of a third-party expert's evaluation of self-regulatory organizations' (SRO) financial surveillance programs. The … and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations and relate only to amendments to …
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Keynote of Chairman Rostin Behnam at the FIA Boca 2022 International Futures Industry Conference, Boca Raton, Florida
… the upshot from experiencing these milestone moments is a derivatives market regulator that is both resilient and … monitoring compliance by exchanges, self-regulatory organizations, and intermediaries for trade processing, execution, and clearing.  Where those obligations also include …
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Opening Statement of Chairman Heath P. Tarbert Before the Global Markets Advisory Committee Meeting
… for uncleared swaps is integral to robust and resilient derivatives markets. EMIR … maintain well-regulated, safe, efficient, and liquid global derivatives markets. As currently envisioned, EMIR 2.2 could … Committee on Banking Supervision and the International Organization of Securities Commissions [2] in proposing …
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2018-10995
… registration and regulation of SDs and MSPs; (2) imposing clearing and trade execution requirements on standardized … or ``CSEs'') and (ii) not cleared by a registered derivatives clearing organization (``uncleared swaps'').\6\ To offset the greater …
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CFTC to Hold a Commission Open Meeting on November 1
… of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations.   What: Commission Open Meeting   Location: …
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CFTC to Hold an Open Commission Meeting November 10
… Rulemaking on Reporting and Information Requirements for Derivatives Clearing Organizations Notice of Proposed Order and Request for …
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Testimony Before the U.S. House of Representatives Committee on Financial Services Subcommittee on Oversight and Investigations
… and systemically important financial market utilities and clearinghouses, resolving disputes between agencies and … on Payment and Settlement Systems and the International Organization of Securities Commissions. Title VIII of the … financial instruments both in the cash market and in the derivatives and swaps markets. This is significant, as any …
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Keynote Remarks of Commissioner Brian D. Quintenz before the Federal Reserve Bank of Chicago’s Fourth Annual Conference on CCP Risk Management
… role in oversight of CCPs registered with the Commission as derivatives clearing organizations (or DCOs). CFTC’s Oversight of DCOs DCOs have …
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Remarks of Chairman J. Christopher Giancarlo before 2018 Financial Stability Conference, Federal Reserve Bank of Cleveland, Office of Financial Research, Washington, D.C.
… regulated trade execution and reducing impediments to swaps clearing, and second, benchmark reform and the transition from LIBOR to alternative risk free rates. Derivatives Markets Reform The G-20 reforms from over 10 … in the US and internationally, potentially impacting the US derivatives markets.   In particular, there has been …
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Statement of Commissioner Dan M. Berkovitz on Bankruptcy Rule Amendments
… since the regulations were first adopted in 1983.   The new derivatives clearing organization (DCO) bankruptcy regulations provide a …
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