Displaying results 1501 - 1510 of 1856
2022-17736
… 17 CFR Part 50 Clearing Requirement Determination Under Section 2(h) of the … pursuant to the CEA and the Commission's regulations to a derivatives  clearing organization (DCO) that is registered under the CEA  …
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Open Meeting on Seventh Series of Proposed Rules under the Dodd-Frank Act
… Sheet: Proposed Rule on the End-User Exception to Mandatory Clearing of Swaps Q&A: End-User Exception to Mandatory … CFR Parts 1, 37, 38, 39, and 40 Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap …
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Statement of Chairman Heath P. Tarbert in Support of Amendment to CFTC’s 5h(g) Order for the European Union
… in this regard will help ensure a smooth transition for the derivatives markets impacted by Brexit. Today’s amendment to … promote the liquidity and resiliency of the trans-Atlantic derivatives markets.  This amendment demonstrates the CFTC’s …
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CFTC Staff to Host a Public Roundtable to Discuss Proposed Rulemaking Enhancing Protections Afforded Customers and Funds Deposited by Customers
… and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations,” which was published for public comment on …
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Opening Statement Before the Sixth Open Meeting to Consider Final Rules Pursuant to the Dodd-Frank Act
… a proposed compliance and implementation schedule for the clearing and trade execution requirements of Section 2(h) of … information on how futures commission merchants (FCMs) and derivatives clearing organizations (DCOs) were investing customer funds. In May …
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Opening Statement of Commissioner Kristin N. Johnson before the Market Risk Advisory Committee
… Exchange Commission (SEC) and CFTC Staff Roundtable [2] on clearing o credit default swaps inspired by the Commissions’ … that affect the integrity and competitiveness of U.S. derivatives markets.  The Subcommittee produced a discussion … Notice of Proposed Rulemaking on Derivatives Clearing Organizations Recovery and Orderly Wind-Down Plans; …
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2011-16430
… a plan tailored to its specific mission, resources,  organizational structure and rulemaking history and … principles for designated  contract markets (``DCMs'') and derivatives clearing organizations  (``DCOs'') under title VII of the …
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Remarks of Chairman J. Christopher Giancarlo to the City Guildhall, London, United Kingdom
… upon the following reforms for the over-the-counter ( OTC ) derivatives markets: Standardized OTC derivatives should be … institutions than they have ever had before. Central Clearing – Seventeen FSB jurisdictions have in force … active role in international bodies like the International Organization of Securities Commissions (IOSCO) in order to …
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2017-15767
… held by futures commission merchants (``FCM'') and derivatives clearing organizations (``DCO'') to serve as margin in cleared swaps …
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Supporting Statement of Commissioner Brian D. Quintenz Regarding Establishing Capital Requirements for Swap Dealers and Major Swap Participants and Amending Existing FCM Capital Requirements
… or become, a swap dealer (SD), or to continue to provide clearing services to clients, in the case of a futures … provide that foundation and will support vibrant, healthy derivatives markets, with future Commissions able to build … exposure on such positions is limited to either a clearing organization or to the FCM that carries the SD’s account. …
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