Displaying results 141 - 150 of 1856
CFTC Seeks Public Comment on a Proposal to Create a Separate Account Class for Customer Positions in Cleared OTC Derivatives
… Account Class for Customer Positions in Cleared OTC Derivatives Washington, DC – The Commodity Futures Trading … merchant (FCM) carries for a customer and submits for clearing through a derivatives clearing organization (cleared OTC derivatives). The creation of this …
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CFTC Approves Cboe Clear Digital, LLC to Clear Margined Digital Asset Futures
… to the terms and conditions specified in the order, as a derivatives clearing organization (DCO) under the Commodity Exchange Act. The …
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U.S. Commodity Futures Trading Commission and U.K. Financial Services Authority sign new memorandum of understanding (MOU) to enhance supervision of cross border clearing organizations
… understanding (MOU) to enhance supervision of cross border clearing organizations Washington, DC – Leaders of the U.S. Commodity … integrity and appropriate customer protection in the global derivatives markets. The MOU was signed by CFTC Chairman … understanding (MOU) to enhance supervision of cross border clearing organizations …
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Keynote Remarks at ISDA 40th Annual General Meeting
… role in promoting safe, efficient, and well-functioning derivatives markets. And as someone who spent many hours … about a major increase in capital requirements for client clearing activities; Recognizing worries about the … a swap is submitted for clearing to a derivatives clearing organization (DCO) that is exempt from registration with the …
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LedgerX Withdraws Clearing Application
… November 11, 2022, counsel for LedgerX LLC, d/b/a FTX US Derivatives (FTX), submitted to the Commodity Futures Trading Commission’s Division of Clearing and Risk a formal withdrawal of FTX’s request, … Amended Order of Registration as a derivatives clearing organization to allow FTX to offer products that are not …
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CFTC’s Division of Clearing and Risk Issues No-Action Letter for Shanghai Clearing House
… — The Commodity Futures Trading Commission’s Division of Clearing and Risk (DCR) today issued a no-action letter … action against SHCH for failing to register as a derivatives clearing organization (DCO) as required by Section 5b(a) of the … CFTC’s Division of Clearing and Risk Issues No-Action Letter for Shanghai …
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FOIA
… Market Data Services for Global Risk System (A) 24-00035 Organizational Charts (A) 23-00260 Political Appointees (A) … of 07/02/2004) (B) 04-003 Latest Applications for BrokerTec Clearing Company, as of December 2003 (C) 04-002 OneChicago, … of the London Clearing House Limited for Registration as a Derivatives Clearing Organization (B) 01-004 Documents …
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CFTC’s Division of Clearing and Risk Issues No-Action Letter for Japan Securities Clearing Corporation and its Clearing Participants
… December 18, 2012 CFTC’s Division of Clearing and Risk Issues No-Action Letter for Japan … Clearing Corporation (JSCC) for failing to register as a derivatives clearing organization (DCO) under section 5b(a) of the Commodity … CFTC’s Division of Clearing and Risk Issues No-Action Letter for Japan …
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CFTC Staff Issues No-Action Letter on Data Reporting for Event Contracts
… Commission’s Division of Market Oversight and Division of Clearing and Risk today announced they have taken a … an enforcement action against designated contract markets, derivatives clearing organizations, or their participants for failure to comply …
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CFTC Seeks Public Comment on Requests from the North American Derivatives Exchange for Amended DCM and DCO Orders to Trade and Clear Intermediated Contracts
… Seeks Public Comment on Requests from the North American Derivatives Exchange for Amended DCM and DCO Orders to Trade … contract market and registering it as a U.S. derivatives clearing organization. Nadex seeks amended orders to allow futures … Seeks Public Comment on Requests from the North American Derivatives Exchange for Amended DCM and DCO Orders to Trade …
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