Displaying results 1341 - 1350 of 1856
Opening Statement of Commissioner Rostin Behnam before the Market Risk Advisory Committee
… has remained an active and well-respected member of the derivatives bar. Thank you, Paul, for facilitating our … and standards for how an exchange and derivatives clearing organization (“DCO”) must design a product. Any action above …
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Commissioner Kristin N. Johnson: Africa Fintech Summit 2025 Keynote Remarks
… CFTC, we oversee U.S. markets and market participants for derivatives contracts that reference commodities. According … Settlements report, the notional value of the global derivatives market is over $730 trillion. [2] In recent … the Commission, or the staff of the CFTC. [2] OTC derivatives statistics at end-June 2024, Bank for …
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Commodity Futures Trading Commission’s Global Markets Advisory Committee to Meet October 5, 2010
… various U.S. and foreign exchanges, self-regulatory organizations, intermediaries, market users and traders with … Agency to discuss Japan’s legislation relating to OTC clearing, and Mr. Patrick Pearson, Head of the Financial … clearing and reporting obligations with respect to OTC derivatives, and the regulation of clearinghouses and trade …
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Opening Statement by Commissioner Summer K. Mersinger Before the Agricultural Advisory Committee Meeting
… committee today. As many of you know, the agricultural derivatives markets we regulate at the Commodity Futures … sector is the backbone of our economy.  Well functioning ag derivatives markets have a direct impact on the prices that …
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Testimony Before the Senate Committee on Agriculture, Nutrition, and Forestry
… to testify today regarding the CFTC’s regulation of derivatives markets. CFTC Mission The mission of the CFTC is … enforcement. The Commission oversees futures exchanges and clearinghouses, including the processing of designation and … the Commission relies upon industry self-regulatory organizations, such as the futures exchanges themselves, to …
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2016-23983
… 17 CFR Part 50 Clearing Requirement Determination Under Section 2(h) of the … dates, as described herein, be submitted for clearing to a derivatives clearing organization (DCO) that is registered under the CEA …
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2023-06247
… by large customer positions to Commission registrants  and clearing organizations.     The reporting rules are implemented by … made or obtained on designated contract markets or derivatives  transaction execution facilities equal or …
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2023-13446
… of International  Bankers, International Swaps and Derivatives Association, and  Securities Industry and … and MSPs that are not cleared by a registered  derivatives clearing organization (``uncleared swaps''). …
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Concurring Statement of CFTC Commissioner Christy Goldsmith Romero on CFTC v. Goldman Sachs Over and Over Again
… violations of the law by Goldman in its over-the-counter derivatives business known as swaps. However, I cannot … Goldman failed to have risk management policies related to clearing. Goldman failed to notify the CFTC and National … annual reports, NFA and CFTC examination reports, and an organization chart of reporting lines (at least annually). …
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2020-23670
… CONTACT: Megan Wallace, Senior Special Counsel, Division of Clearing and Risk, Commodity Futures Trading Commission, … Commodity Exchange Act and Commission regulations require a derivatives clearing organization (``DCO'') that wishes to accept a swap for …
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