Displaying results 1271 - 1280 of 1856
… that in turn use another intermediary, like an FCM, [6] for clearing and carrying the customer accounts, similar to the … liquidity, and promotes the overall competitiveness of our derivatives markets. I am pleased to support the Proposed … The Commission generally defines an IB as an individual or organization that solicits or accepts orders to buy or sell …
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… One of the great strengths of our derivatives markets – today, just as in the past – is their … with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations; and 2) Supplemental Proposal – Exemption from …
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… implementation of Dodd-Frank final rules, open access to derivatives clearing organizations, straight-through processing for cleared …
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… implementation of Dodd-Frank final rules, open access to derivatives clearing organizations, straight-through processing for cleared …
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… mitigation of conflicts of interest regarding derivative clearing organizations, designated contract markets, swap execution facilities and swap data repositories; (iii) clearing requirements and reporting issues relating to …
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… to firewalls between research and trading and between clearing and trading. Finally, these regulations also … foreign currency, physical commodities, and other derivatives.'' The Commission is using this term in the … classified as MSPs would not be members of NFA or similar organizations; and (b) the filing of such complaints against …
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… Chairman. Agricultural markets are the very genesis of our organization. In fact, we have managed to retain several … We are in the midst of some unprecedented times in the derivatives industry. The industry has grown faster in the … else in the world. In fact, in the last five years, the derivatives industry doubled around the globe, but in the …
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… and reporting requirements for swap data repositories, derivatives clearing organizations, designated contract markets, swap execution …
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… exist without end-users. The primary public benefit of derivatives markets is that they provide end-users risk … financial conglomerates, they can go to the NFA or industry organizations like ISDA for guidance on how to comply with our rules. NFA and ISDA and similar organizations have experience orchestrating change on an …
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… 17 CFR Part 50 RIN 3038-AE92 Exemption From the Swap Clearing Requirement for Certain Affiliated … in response to a request from the International Swaps and Derivatives Association (ISDA) to provide relief equivalent … swap is submitted for clearing to a derivatives clearing organization (DCO) that is registered under the CEA or a DCO …
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