Displaying results 1841 - 1850 of 2823
… Conduct Committee for consideration prior to issuance of charges by the CME Probable Cause Committee 08/07/2006 … August 4, 2006, the Exchange has obtained permanent CFTC regulatory relief that allows NYMEX Floor Members to … August 4, 2006, the Exchange has obtained permanent CFTC regulatory relief that allows NYMEX Floor Members to …
Created on:
… Commission's administrative process to avoid bringing these charges in the federal courts. I respectfully dissent from … with the Commission, I cannot support the unregistered FCM charges in this sweep without additional evidence. … Futures Trading Commission as the “Commission” or “CFTC.” [2] Securities and Exchange Commission v. Jarkesy …
Created on:
… - 516 Rule 516 is amended to make it consistent with CFTC regulations. 05/11/2004 05/11/2004 CFE Rule Numbers - … - 516 Rule 516 is amended to make it consistent with CFTC regulations. 05/11/2004 05/11/2004 CFE Rule Numbers - …
Created on:
… Commission today issued an order filing and settling charges against Sunoco LP , a master limited partnership … CFTC Orders Sunoco to Pay $450,000 for Spoofing in Crude …
Created on:
… Leah Donoso of Robinson, Texas. The orders stem from the CFTC and the California Department of Financial Protection … to purchase precious metals from Regal Assets. [See CFTC Press Release No. 8791-23 ]. As alleged in the … and permanently bans them from registering with the CFTC and from trading in any CFTC-regulated markets. The …
Created on:
… from 125,000 contracts to 300 contracts in accordance with CFTC Regulation 15.03(b) 06/30/2004 06/30/2004 NYMEX NYMEX … the Exchange before increases in the handling and storage charges become effective. The length of time the changes … from 125,000 contracts to 300 contracts in accordance with CFTC Regulation 15.03(b) 06/30/2004 06/30/2004 NYMEX NYMEX …
Created on:
… concur on the Commission’s [1] enforcement action settling charges against Trafigura Trading LLC (“Trafigura”). But I … 23 of the Commodity Exchange Act (“CEA”) [3] authorizes the CFTC to establish a comprehensive whistleblower program and … that Trafigura violated Regulation 165.19(b). While the CFTC’s Whistleblower Rules were originally adopted in 2011, …
Created on:
… Remarks of CFTC Commissioner Rostin Behnam at the 56th Crop Insurance … overview of the Commodity Futures Trading Commission (the “CFTC” or “Commission”), then I will provide a little … today are my own and do not represent the views of the CFTC or my fellow Commissioners. The Commission As a quick …
Created on:
… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is amending its regulations governing the types of … The Commission is also specifying market risk capital charges that a futures commission merchant must take on new … CONTACT: Amanda L. Olear, Director, (202) 418- 5213, aolear@cftc.gov; Thomas J. Smith, Deputy Director, 202-418-5495, …
Created on:
… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing for comment new rules under Section … Web site, via its Comments Online process: http:// comments.cftc.gov/. Follow the instructions for submitting comments … includes the implied representation that the price a firm charges bears a reasonable relationship to the prevailing …
Created on: