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… while at the same time maintaining the ability to protect against fraud and manipulation. Principles-based regulation … enough oversight authority to ensure protection against fraud and manipulation, while at the same time making … in the U.K. by traders, including Morgan Stanley, Barclays Capital and others, but I am interested in your thoughts. …
… of government.” Our small agency oversees a greater market capitalization—that is the value of exchanges on which … to fall. Earlier this week, we filed a civil complaint against a North Carolina man and his firm for allegedly … at least $30 million to pay for the fictitious investment gains as well as personal expenses. For over five years this …
Remarks of CFTC Commissioner Rostin Behnam at the Georgetown Center for Financial Markets and Policy
… transparency, mitigating systemic risk, and protecting against market abuse. 9 These initiatives include: (i) moving … trades to trade repositories; and (iv) instituting higher capital requirements for non-centrally cleared contracts. 10 … innovative markets. And, we have to accomplish all of this against a backdrop of rapidly developing technologies …
… and addressing new and emerging risks with knowledge gained from a decade of recovery and almost a century of … of exchanges and their members, and prevent and act against fraud or manipulation by any person in such markets. … innovation that addresses these risks and supports capital allocation. The CFTC’s mission focused on risk …
… or be economically equivalent to futures contracts, also gained traction. These markets now dwarf exchange traded … of swap dealers and major swap participants, including capital, margin, reporting, recordkeeping, and business … about the proposal and was the only Commissioner to vote against it. I must say that I still have grave concerns in …
… better, innovations. LabCFTC’s knowledge and expertise gained from its dialogue can promote technology-neutral … technology without compromising market integrity or capitalism. The second component of LabCFTC, called CFTC … products. Bitcoin futures would provide a new platform to gain or hedge exposure to bitcoin’s volatility. Given their …
… well. Markets are innovative, particularly when it comes to gaining and managing exposures. That’s why derivatives were … If confirmed, I will work to protect markets and customers against fraud and manipulation, as I have done throughout my … can also help to ensure that businesses have access to the capital they need to protect or adapt physical assets …
… I mean it in a friendly way. Of course, it is still used to gain attention, “hey!” We Americans aren’t always so formal. … It’s ace and amazing that it all works so well. But then again, we only need to look at recent history to know it … are rules and regulations regarding clearing, margining, capital, trading and transparency, limits on speculation, …
… their investors. And it allows end-users and consumers to gain access to critical commodities in a cost-effective, … and efficiently. We need to do so, while also guarding against dangers that may start outside our borders, but flow … risks. Our financial markets are the wellspring of capitalism – they allow new, useful ideas to receive the …
… and abilities to communicate with each other and allocate capital and intellectual assets to where those resources can … losing the industry’s first battle “pitting” the floor against the electronic format—no pun intended. Recently, ICE … with NYMEX, utilizing a CFTC “no action” letter to gain electronic screen access to U.S. customers. In issuing …