Displaying results 31 - 40 of 72
Speech, "Not Your Father's Regulator," before the Futures Industry Association, Law and Compliance Luncheon
… area that particularly concerns me is the rampant retail forex bucket shop fraud that has proliferated in the United … significant dent in the battle against off-exchange retail forex fraud. ENERGY MARKET MANIPULATIONS Likewise we …
Statement of Commissioner Kristin N. Johnson Regarding Fraud and Misappropriation by a Digital Asset Ponzi Scheme
… Kristin N. Johnson Regarding CFTC Action Against Retail Forex Ponzi Scheme Targeting Spanish Speakers in Puerto Rico … Fraud (issued June 15, 2022); CFTC Customer Advisory: Avoid Forex, Precious Metals, and Digital Asset Romance Scams …
Speech "Let’s Not 'Dial M for Merger': CFTC’s Principles-Based Regulation – A Success Story"
… area that particularly concerns me is the rampant retail forex bucket shop fraud that has proliferated in the United … significant dent in the battle against off-exchange retail forex fraud.   We’ve changed the way we prosecute to address …
The CFTC Needs to Get Serious: A Strategic Plan for Reform, Statement of Commissioner Caroline D. Pham Before the Open Meeting on May 10, 2024
… “undermines the CFTC’s position”);   Jessica Corso, Forex Firm Wants CFTC Sanctioned for ‘Bad Faith’ Behavior, … Mar. 7, 2024), https://www.law360.com/articles/1812228/forex-firm-wants-cftc-sanctioned-for-bad-faith-behavior . … ; Jessica Corso,  Forex Firm Wants CFTC Sanctioned for ‘Bad Faith’ Behavior , …
“The Pandemic of Ponzimonium”
… millions of dollars in this foreign currency (forex) Ponzi scheme. Of the funds solicited, only a small amount were used to trade forex, and nearly all of the money deposited into the …
Statement of Commissioner Kristin N. Johnson Regarding CFTC Order Finding That Jeremy Rounsville of Hunt County Texas, Defrauded Customers in Digital Asset Arbitrage Scheme
… Fraud (issued June 15, 2022); CFTC Customer Advisory: Avoid Forex, Precious Metals, and Digital Asset Romance Scams …
“It Takes a Pillage—Financial Fiascos, Frauds and Fixes”
… millions of dollars in this foreign currency (forex) Ponzi scheme.  Of the funds solicited, only a small amount were used to trade forex, and nearly all of the money deposited into the …
Statement of Commissioner Kristin N. Johnson Regarding CFTC Action Against Red Rock Secured, LLC, Shade Johnson-Kelly a/k/a Sean Kelly, and Anthony Spencer for Precious Metals Fraud
… ; CFTC Customer Advisory: Avoid Forex, Precious Metals, and Digital Asset Romance Scams, …
Remarks of Chairman J. Christopher Giancarlo at the North American Securities Administrators Association (NASAA) Conference, Washington, D.C.
… states have historically partnered to combat fraud in forex, commodity pools and precious metals. This partnership … you a few examples that highlight our joint successes. In a forex fraud case involving the misappropriation of over $40 …
Statement of Commissioner Kristin N. Johnson in Support of Enforcement Action Involving Fraudulent Precious Metals Scheme Targeting Elderly and Retirement-Aged Persons
… to stay informed about the potential scams and abuses in forex assets markets by visiting our investor advisory page. …