External Meetings: Ex Parte Communication
External Meetings: Ex Parte Communication
Discussion of SEF rule proposal and Name Give-Up request for comment
External Meetings: Meeting with Foreign Exchange Professionals Assoc. (FXPA)
External Meetings: Meeting with Foreign Exchange Professionals Assoc. (FXPA)
Although there was no substantive discussion on the topic, FXPA attendees noted that they had submitted a comment letter on the de minimis NPRM.
External Meetings: Ex parte communication
External Meetings: Ex parte communication
Discussion of SEF rule proposal.
External Meetings: Ex parte communication
External Meetings: Ex parte communication
Discussion of SEF rule proposal.
External Meetings: Meeting with Better Markets
External Meetings: Meeting with Better Markets
Discussion of de minimis exception issues addressed in comment letter submitted by Better Markets on August 13, 2018.
External Meetings: Ex parte communications
External Meetings: Ex parte communications
Discussed SEF NPRM
External Meetings: Ex parte communication
External Meetings: Ex parte communication
Discussed SEF NRPM
External Meetings: Ex parte communication
External Meetings: Ex parte communication
Discussed SEF NPRM
External Meetings: Ex parte communication
External Meetings: Ex parte communication
Discussed SEF NPRM
External Meetings: Ex parte communication
External Meetings: Ex parte communication
Discussed SEF NPRM