External Meetings: Call with Skadden
External Meetings: Call with Skadden
Participants discussed SEF trading protocols, surveillance and disciplinary procedures, CCO requirements, and timing issues.
External Meetings: Call with Darrell Duffie
External Meetings: Call with Darrell Duffie
On August 7, 2012, Commission staff participated in a phone conference with Darrell Duffie of Stanford University to discuss the economic foundations of transparency and market structure.
External Meetings: Call with Charles M. Jones
External Meetings: Call with Charles M. Jones
On August 3, 2012, Commission staff participated in a phone conference with Charles M. Jones of Columbia Business School to discuss the economic foundations of transparency and market structure.
External Meetings: Meeting with Chatham Financial
External Meetings: Meeting with Chatham Financial
General discussion of issues pertaining to the Capital, Margin, and Clearing Requirement rulemakings.
External Meetings: Meeting w/ ICI to discuss 4.5 Harmoinization
External Meetings: Meeting w/ ICI to discuss 4.5 Harmoinization
Meeting to discuss industry concerns with compliance obligations
External Meetings: Phone Call with CMC, NGFA, et al. re Adaptation Rulemaking
External Meetings: Phone Call with CMC, NGFA, et al. re Adaptation Rulemaking
Discussion of proposed amended recordkeeping requirements in Regulation 1.35(a)).
External Meetings: Phone Call with Commodity Markets Council re Adaptation Rulemaking
External Meetings: Phone Call with Commodity Markets Council re Adaptation Rulemaking
Discussion of proposed amended recordkeeping requirements in Regulation 1.35(a)).
External Meetings: Phone Call with National Council of Farmer Cooperatives re Adaptation Rulemaking
External Meetings: Phone Call with National Council of Farmer Cooperatives re Adaptation Rulemaking
Discussion of proposed amended recordkeeping requirements in Regulation 1.35(a)).
External Meetings: Phone Call with NGFA and CMC re Adaptation Rulemaking
External Meetings: Phone Call with NGFA and CMC re Adaptation Rulemaking
Discussion of proposed amended recordkeeping requirements in Regulation 1.35(a).
External Meetings: Call with NFA
External Meetings: Call with NFA
Participants discussed SEF compliance issues, temporary registration, and timing issues.