External Meetings: Call with Credit Suisse re: rulemakings

External Meetings: Call with Credit Suisse re: rulemakings

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General discussion about rulemaking agenda and in particular swap data reporting and cross-border. Attachment provides details of discussion points.

Daniel J. Emily v. Guy K. Gleichmann and United Strategic Investors Group, LLC, CFTC Docket No. 14-R007

Daniel J. Emily v. Guy K. Gleichmann and United Strategic Investors Group, LLC, CFTC Docket No. 14-R007

Read more about Daniel J. Emily v. Guy K. Gleichmann and United Strategic Investors Group, LLC, CFTC Docket No. 14-R007

Carlo Scevola, v. National Futures Association, CFTC Docket No. CRAA 19-01

Carlo Scevola, v. National Futures Association, CFTC Docket No. CRAA 19-01

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In the Matter of Aaron Klein, CFTC Docket No. 12-08

In the Matter of Aaron Klein, CFTC Docket No. 12-08

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External Meetings: Nomura/CFTC Call

External Meetings: Nomura/CFTC Call

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Discuss rulemaking comments.

External Meetings: Nomura Cross Border & Capital Rule

External Meetings: Nomura Cross Border & Capital Rule

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Discussed SD Capital and Cross Border Rules

External Meetings: Conference call with ISDA and members

External Meetings: Conference call with ISDA and members

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Discussion of real-time reporting proposal, specifically block-size thresholds.

External Meetings: Conference call with ISDA and members

External Meetings: Conference call with ISDA and members

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Discussion of position limits proposal.

External Meetings: Conference call with ISDA, SIFMA and members

External Meetings: Conference call with ISDA, SIFMA and members

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Discussion of swap dealer capital proposal.

External Meetings: Meeting with SIFMA & IIB re: Cross-Border NPRM

External Meetings: Meeting with SIFMA & IIB re: Cross-Border NPRM

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Discussed suggested changes to proposed rule on cross-border application of swap dealer and major swap participant registration thresholds and certain regulatory requirements.