Title: 16-87


CSL Letter Types

CSL Divisions

CSL Regulation Parts

CSL Tags

CSL Issuance Date

Description

DSIO’s interpretation of Regulation 23.451 clarifying staff’s view that a swap dealer’s contributions for transition or inaugural expenses incurred by a successful candidate are only covered by the rule to the extent that such expenses are incurred by a successful candidate for a position as an official of a governmental Special Entity.