Title: 16-44


CSL Letter Types

CSL Divisions

CSL Regulation Parts


CSL Issuance Date

Description

The CPO of an exempt commodity pool requested relief from the audit requirement in Regulation 4.22(d)(1), on the basis that the pool’s two participants are owners of the CTA managing the pool assets. DSIO granted relief for the 2015 annual report, conditioned upon the filing and distribution of an uncertified 2015 annual report that otherwise complies with Regulation 4.7(b)(3).