Title: 15-60


CSL Letter Types

CSL Divisions

CSL Regulation Parts


CSL Issuance Date

Description

The Division agrees that SEFs can facilitate the pre-trade credit checks that are required for FCMs and SEFs to comply with ยงยง1.73 and 37.702(b), respectively. The Division has determined to extend the no-action relief provided in No-Action Letter 14-118.