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CFTC Announces New Temporary Location for Its New York Regional Office, 4588-01
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CFTC's Technology Advisory Committee Subcommittees Release Interim Reports, 4587-01
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Commodity Trading Advisor Settles Government Fraud Charges; CFTC Orders Nicholas J. Nickolaou to Pay Restitution and Penalties For Fraudulently Soliciting the Public to Buy His "Wisdom of the Ages" Trading System, , 4586-01
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CFTC SEEKS TO SUSPEND OR RESTRICT REGISTRATION OF MIDLAND EURO, INC. OF CALIFORNIA; Midland Euro's Membership With the National Futures Association Was Recently Suspended, 4585-01
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CFTC Issues Consumer Advisory Warning the Public About Commodity Scams Arising Out of The Tragic Events of September 11, 2001, 4584-01
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CFTC SETTLES FRAUD CASE AGAINST COMMODITY TRADING ADVISORS; CFTC Finds that Currency Trading Systems, its President, Joyce Roeder, and Others Fraudulently Solicited the Public to Attend Commodity Trading Seminars; CFTC Imposes Permanent Trading Ban on Roeder and Company and Orders Payment of Restitution and Penalties, 4583-01
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CFTC's Technology Advisory Committee to Meet in Chicago on November 27, 2001, 4581-01
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New York Trader Sued for Defrauding Employer; CFTC Files and Settles Action Against Robert Ryan and Permanently Bans Him from Futures Trading and Fines Him $40,000, 4580-01
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CFTC Recognizes First Offshore Clearinghouse Under CFMA, 4579-01
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CFTC and SEC Extend Comment Periods for Joint Rules Relating to Margin Requirements and Treatment of Customer Funds for Security Futures Products to December 5, 2001, 4578-01
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Two Texas Men Sued for Defrauding Former Employer; CFTC Charges Clay Krhovjak and Paul Cochran in Fraudulent Allocation Scheme, 4577-01
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CFTC Adopts Rules on Listing Standards and Conditions for Trading Futures Products, 4576-01
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CFTC Adopts More Flexible Regulations for Intermediaries, 4575-01
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COLORADO MAN BANNED FOR UNAUTHORIZED COMMODITY TRADING; CFTC Imposes Trading Ban on Dale Luther Mock, 4574-01
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CFTC's Division of Trading and Markets Clarifies Certain Exemptive Relief, Advisory 42-01
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CFTC Charges Texas Commodity Broker with Fraud; CFTC Alleges that D. Michael Sheaves Fraudulently Omitted Significant Trading Losses, 4573-01
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CFTC Requests Records Search by Futures-Related Entities Following Attacks, 4572-01
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CFTC and SEC Propose Joint Rules Relating to Margin Requirements and Treatment of Customer Funds for Security Futures Products, 4571-01
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CFTC Provides Additional Relief to Futures Industry Following Attacks, 4570-01
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CFTC Acting Chairman James Newsome and Key Staff Members Travel to New York to Meet With the Commission's New York Regional Staff, 4569-01
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GEORGIA INTERNET PROMOTERS CHARGED WITH COMMODITY FRAUD; CFTC Alleges that George Heffernan and Ellery Coleman Made False Claims Concerning Profits Generated by Commodity Trading Systems; Defendants Also Alleged to Have Violated CFTC Orders Issued Against Them in September and May 2000, 4568-01
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Closing of the Securities and Futures Markets on Wednesday, 4567-01
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Canadian Resident and His Offshore Company Charged with Defrauding U.S. and Canadian Investors Through A Commodity Scam; CFTC Alleges That Defendants Andrew Duncan and Aurum Society, Inc. Operated "Ponzi" Scheme and Fraudulently Obtained Over $3 Million from Customers; Defendants also Alleged to have Misappropriated Funds, , 4565-01
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Iowa Commodities Speculator Settles Government Charges; CFTC Bans Frederick Mersch From Trading For Two Years For False Reporting and Exceeding Trading Limits on Frozen Pork Belly Futures, 4566-01,
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CFTC Charges Los Angeles Commodity Broker with Fraud; CFTC Alleges that Broker Alfred Gladstone Fraudulently Claimed That He Made Millions In Profits When In Fact, His Customers Had Net Losses Of Over $1 Million; Although 99% Of His Customers Lost Money, Broker Told Them That Their Investments Were "a Sure Bet", , 4564-01
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CFTC's Latest Action Part of Nationwide Crackdown on Foreign Currency (Forex) Scams; Complaint Charges Defendants with Defrauding U.S. and Canadian Citizens; Telemarketers Used High-Pressure Sales Tactics to Solicit Customers, 4563-01
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Georgia Defendants Settle Commodity Fraud Charges; CFTC Permanently Bans James E. Stephens, III, and Trendsystems, Inc. from Trading on Behalf of Others, 4562-01
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CFTC and SEC Propose Joint Rules Relating to Trading of Security Futures Products; Cash Settlement, Trading Halts, 4561-01
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CFTC Issues New Rules for Futures Clearinghouses, 4560-01
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CFTC Recognizes New Joint Venture Exchange for Single-Stock Futures, 4559-01
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CFTC Approves NFA Rules on Single-Stock Futures, 4558-01
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CFTC Proposes More Flexible Regulations for Intermediaries, 4557-01
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CFTC Final Rules Provide Notice-Designation Procedures for Securities Exchange that Plan to Trade Single-Stock Futures, 4556-01
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Avista Energy, Inc. Ordered to Pay $2.1 Million to Settle CFTC Charges of Manipulating Electricity Futures; Former Company Officers and Employees and NYMEX Floor Broker also Charged with Manipulation, 4555-01
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CFTC and SEC adopt Joint Rules and Issue Joint Order Relating to Trading of Security Futures Products in the United States, 4554-01
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CFTC Files Enforcement Action Charging Two Chicago Firms and Resident with a Failure to Supervise Foreign Accounts; CFTC Files Complaint Against Excellent USA And John Gallwas and Accepts Settlement Offer From LFG, 4553-01
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CFTC Settles Fraud Action Against COMEX Floor Broker Vincent Coppola, 4552-01
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