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CFTC Orders ADM Investor Services Inc. to Pay a $250,000 Penalty to Settle Charges that it Failed to Supervise Its Employees , 7974-19 |
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CFTC Orders Vision Financial Markets LLC to Pay a $200,000 Penalty to Settle Charges that It Failed To Supervise Its Employees , 7973-19 |
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CFTC Orders Dean Katzelis and Shahin Maleki d/b/a Essex Futures to Pay a $500,000 Penalty to Settle Charges of Unauthorized Options Trading, Failure to Supervise, and Other Violations , 7972-19 |
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CFTC Issues Order Finding that Korea Exchange, Inc. Made a False and Misleading Certification to the CFTC , 7971-19 |
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Federal Court Permanently Enjoins Defendants and Orders Them to Pay Penalties and Restitution for Bitcoin Solicitation Fraud, Impersonating a CFTC Investigator, and Sending Forged CFTC Documents , 7965-19 |
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CFTC Charges Hedge Fund with Violating Wheat Futures Speculative Position Limits , 7955-19 |
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CFTC Announces $2 Million Award to Joint Whistleblowers , 7953-19 |
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CFTC Orders Commodity Trading Firm to Pay Penalty for Wash Sales and Improve its Internal Controls , 7952-19 |
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Commodity Pool and its President Ordered to Pay $1.2 Million, Banned from Markets for Futures Fraud , 7948-19 |
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CFTC Orders Merrill Lynch Commodities, Inc. to Pay Approximately $25 Million for Spoofing, Manipulation, and Attempted Manipulation in Precious Metals Futures , 7946-19 |
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CFTC Announces Approximately $2.5 Million Whistleblower Award , 7943-19 |
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U.S. District Court for the Northern District of California Imposes Permanent Trading Ban against Defendant in CFTC False Statements and Solicitation Fraud Action , 7939-19 |
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CFTC Charges Company and its Principal in $147 Million Fraudulent Bitcoin Trading Scheme , 7938-19 |
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CFTC Charges CEO of Managed Fund with Misappropriation, Fraud, and Making False Statements to NFA , 7927-19 |
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CFTC Charges Former Natural Gas Head Trader with Fraudulently Mismarking Futures and Physical Trades , 7926-19 |
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CFTC’s Division of Enforcement Issues First Public Enforcement Manual , 7925-19 |
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CFTC Announces Approximately $1.5 Million Whistleblower Award , 7924-19 |
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CFTC Charges Principals of Binary Options Trading Firm with $4.8 Million Fraud Scheme , 7923-19 |
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Federal Court Orders Binary Options Firm and Principal to Pay More Than $22 Million for Fraudulent Scheme , 7919-19 |
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CFTC Charges Forex Trading Firms and Principals in $75 Million Fraud , 7915-19 |
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Federal Court Orders Defendants to Pay More Than $2.7 Million in Connection with Commodity Pool Fraud , 7907-19 |
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Federal Court Finds Former Precious Metals CEO Robert Escobio in Contempt of Court for Failure to Pay Restitution to Defrauded Customers , 7906-19 |
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Federal Court Orders Futures Trader to Pay a Penalty of More Than $1 Million for Fraud , 7903-19 |
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In CFTC Action, Federal Court Orders Precious Metals Firm and its Principal to Pay More than $3.6 million in Monetary Sanctions for Precious Metals Fraud and Misappropriation , 7891-19 |
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Federal Court Orders Precious Metals Dealer and Its Owner to Pay More than $2.3 Million for Fraud and Misappropriation in Gold and Silver Scheme , 7890-19 |
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Federal Court Orders Forex Fraudster and His Companies to Pay More Than $2.2 Million for Fraudulent Solicitation and Misappropriation of Customer Funds , 7889-19 |
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Foreign Trading Platform and Its CEO to Pay $990,000 for Illegal Bitcoin-Related Transactions with U.S. Customers , 7886-19 |
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CFTC Division of Enforcement Issues Advisory on Violations of the Commodity Exchange Act Involving Foreign Corrupt Practices , 7884-19 |
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CFTC Announces Whistleblower Award Totaling More Than $2 Million , 7882-19 |
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Federal Court Orders Purported Metals Dealer and His Companies to Pay More Than $8 million for Fraud and Misappropriation of Customer Funds in CFTC Action , 7881-19 |
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In CFTC Action, Former Trader Krishna Mohan Admits to Engaging in Spoofing and Manipulative Scheme at a Proprietary Trading Firm , 7877-19 |
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Federal Court Imposes $15.7 Million Civil Penalty and Lifetime Trading Ban against Precious Metals Dealer and his Company in CFTC Anti-Fraud Action , 7875-19 |
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CFTC Charges Principal of a Purported Commodity Trading Firm with Social Media Based Fraudulent Scheme , 7871-19 |
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Federal Court Orders Husband and Wife Team and Their Company to Pay Defrauded Customers More Than $1 Million in Connection with a Futures Trading Scheme , 7868-19 |
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In CFTC Action, Court Orders Precious Metals Trader to Pay Penalty and Imposes Trading Ban for Spoofing and Deceptive or Manipulative Scheme , 7867-19 |
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CFTC Charges Proprietary Trader with Spoofing in Soybean Futures Markets , 7865-19 |
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CFTC Orders Commodity Trading Firm and Principal to Pay a $315,000 Civil Monetary Penalty for “Cherry-Picking” Scheme , 7862-18 |