Release: 5290-07

For Release: February 9, 2007

CFTC’s Division of Clearing and Intermediary Oversight Provides Annual Report Guidance to Futures Commission Merchants

Washington, D.C. – The Commodity Futures Trading Commission’s Division of Clearing and Intermediary Oversight issued a letter providing guidance to registered futures commission merchants (FCMs). The letter is intended to assist FCMs, and their public accountants, in complying with the Commission’s regulations on the preparation and filing of annual audited financial reports.

The letter is available at the Commission’s Web site:


Copies of the letter also may be obtained by contacting the Commission’s Office of the Secretariat, Three Lafayette Centre, 1155 21st Street, N.W., Washington, D.C. 20581, (202) 418-5100.

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Ianthe Zabel

R. David Gary

Last Updated: July 16, 2007