Event: Commission Meetings


Transcript

CFTC Open Meeting on Twelfth Series of Proposed Rules under the Dodd-Frank Act


The Commodity Futures Trading Commission (CFTC) will hold a public meeting to consider the issuance of proposed rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act.

 

   

What:

Twelfth Series of Proposed Rules under the Dodd-Frank Act

Where:

CFTC Hearing Room, 1155 21st Street, N.W., Washington, D.C.

When:

Thursday, February 24, 2011, 9:30 am (ET)

Viewing/Listening Information:
 

• Watch a live broadcast of the meeting via webcast on www.cftc.gov

• Call-in to a toll-free or toll-telephone line to connect to a live audio feed. Call-in participants should be prepared to provide their first name, last name and affiliation. Conference call information is listed below
     

    Domestic Toll-Free Number: 866-844-9416
    International Toll Numbers:     Dial-in Numbers
    Participant Passcode/Pin: 54227

    The meeting will be open to the public on a first come, first served basis.

    View Archived Webcast

    CFTC Press Release 5987-11

    Sunshine Act

    Opening Statements:

    Opening Statement by Chairman Gary Gensler

    Statement on Support of the Dodd-Frank Rulemaking of Chairman Gary Gensler

    Opening Statement by Commissioner Bart Chilton

    Opening Statement by Commissioner Scott O’Malia

    Opening Statement by Commissioner Michael V. Dunn

    Opening Statement by Commissioner Jill E. Sommers

    Additional Documents:

    Fact Sheet: Proposed Rule Regarding Conforming Amendments to Regulations Applicable to Commodity Pool Operators and Commodity Trading Advisors
    Q&A: Proposed Rule Regarding Conforming Amendments to Regulations Applicable to Commodity Pool Operators and Commodity Trading Advisors

    Fact Sheet: Proposed Rule Regarding Requirements for Processing, Clearing, and Transfer of Customer Positions
    Q&A: Proposed Rule Regarding Requirements for Processing, Clearing, and Transfer of Customer Positions

    Fact Sheet: Proposed Interpretive Order on Disruptive Practices
    Q&A: Proposed Interpretive Order on Disruptive Trading Practices

    Fact Sheet: Proposed Rule on Registration of Intermediaries
    Q&A: Proposed Rule on Registration of Intermediaries

    Proposed Rules:

    76 FR 11701: 17 CFR Part 4 Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From the Dodd-Frank Act

    76 FR 13101: 17 CFR Parts 23, 37, 38, and 39 Requirements for Processing, Clearing, and Transfer of Customer Positions

    76 FR 12888: 17 CFR Part 3 Registration of Intermediaries

    76 FR 14943: Antidisruptive Practices Authority, Proposed Interpretive Order

    76 FR 14826: 17 CFR Chapter I Antidisruptive Practices Authority


    Last Updated: November 3, 2014