CFTC Staff Letters
CFTC Staff Letters provides Letters from 2008 and later. For Letters published before 2008 visit the Letters Archive page.
| Description | |
|---|---|
 20-04 |
Letter Type: No-Action Division: DSIO Regulation Parts: 1.3, 1.35 Tags: IB, Recordkeeping, Registration, Floor broker, COVID-19 Issuance Date: Description: No-action positions for floor brokers to facilitate physical separation of personnel in response to the COVID-19 pandemic |
| 20-03 |
Letter Type: No-Action Division: DSIO Regulation Parts: 1.35, 1.55, 3.3 Tags: Annual Report, FCM, IB, Recordkeeping, COVID-19 Issuance Date: Description: No-action positions for futures commission merchants and introducing brokers to facilitate physical separation of personnel in response to the COVID-19 pandemic |
| 20-02 |
Letter Type: No-Action Division: DSIO Regulation Parts: 1.35 Tags: DCM, Recordkeeping, SEF, COVID-19 Issuance Date: Description: No-action positions for certain members of designated contract markets and swap execution facilities to facilitate physical separation of personnel in response to the COVID-19 pandemic |