| CME |
Elimination of CME Rule 552. ("Dual Trading Restrictions") and CME Rule 555. ("Top Step Trading Restrictions") |
08/04/2022 |
Certified |
08/18/2022 |
|
1 |
| ICE US |
Extension Oil and Refined Products Liquidity Provider Program |
11/15/2022 |
Certified |
11/30/2022 |
|
2 |
| MGE |
Modifications to the Hard Red Spring Wheat Futures Incentive Program |
11/01/2023 |
Certified |
11/16/2023 |
|
3 |
| ICE US |
Extension of Commercial OI Incentive Program |
12/14/2023 |
Certified |
12/29/2023 |
|
2 |
| FMX |
Reorganization of and amendments of FMX Futures Exchange Rules to permit intermediated futures trading. |
01/22/2024 |
Certified |
02/05/2024 |
|
3 |
| ICE US |
Weekly Notification of Rule Amendments |
03/15/2024 |
Notified |
03/15/2024 |
|
1 |
| MGE |
Amends Articles of Incorporation and Rulebook to Meet the Board of Directors and Executive Committee Composition Requirements Contained within CFTC Core Principle 15 Safe Harbor Provisions. |
06/01/2007 |
Certified |
07/03/2007 |
|
1 |
| CME |
Provides Notice of Real Time Calculation, Display and Distribution of Daily Volume-Weighted Average Settlement Prices/2:00pm Fixing Prices for Selected Nearby FX Futures Contracts. CME #08-96 |
06/05/2008 |
Certified |
06/11/2008 |
|
1 |
| NYMEX |
Changes trading venue for thirteen contracts from CME ClearPort to Globex. NYMEX #09.80 |
05/11/2009 |
Certified |
06/15/2009 |
|
1 |
| CBOT |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules to ensure that they reflect best practices and continue to promote market integrity. CME/CBOT/NYMEX/COMEX #10-321R |
11/17/2010 |
Certified |
12/07/2010 |
|
1 |
| CBOT |
Implementing an Agricultural Volume Discount program in support of certain CBOT agricultural contracts that are traded via open outcry and on the CME Globex Platform. CBOT #11-366 |
10/03/2011 |
Certified |
10/19/2011 |
|
1 |
| CME |
Modifications to CME Maket Maker Program E-mini and E-micro S&P CNX Nifty futures. CME #11-441 |
12/06/2011 |
Certified |
12/20/2011 |
|
2 |
| NYMEX |
Modifications to NYMEX Energy Products Cross-Venue Incentive Program. NYMEX #12-441 |
12/13/2012 |
Certified |
12/29/2012 |
|
2 |
| NYMEX |
Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-228 |
06/14/2013 |
Withdrawn |
06/26/2013 |
|
1 |
| TRUEEX |
Clarification of Made Available to Trade Submission of Certain Interest Rate Swaps. TRUEEX #2013-14 (DCM) |
02/20/2014 |
Certified |
03/07/2014 |
|
1 |
| CFE |
CFE rule amendment to enhance the financial surveillance and financial integrity of FCMs that are TPHs and to reflect the Final Rule adopted by the Commission, (Customer Protection Rule) CFE #2014-07 |
04/11/2014 |
Certified |
04/26/2014 |
|
1 |
| CBOT |
Modifications to the New Trader Incentive Program. CME/CBOT/NYMEX #14-080 |
05/12/2014 |
Certified |
05/27/2014 |
|
1 |
| NFX |
New and revised trading rules. |
12/05/2014 |
Certified |
12/19/2014 |
|
1 |
| CFE |
Rule Certification that amends CFE Rule 526 and CFE Rule 527 to incorporate changes published by the CFTC to CFTC Regulations 1.22 and 1.23, which those Rules cite respectively. |
04/21/2015 |
Certified |
05/05/2015 |
|
1 |
| NYMEX |
Amendments to CME and CBOT Rule 524, Amendments to Certain CME and CBOT Equity Index Futures Product Chapters and Issuance of CME Group Market Regulation Advisory Notice RA1601-5 |
01/11/2016 |
Certified |
01/26/2016 |
|
2 |
| ICE US |
Effective December 8, 2016 the Exchange is extending the terms of the World Cotton Futures Contract Market Maker Program. |
11/22/2016 |
Certified |
12/07/2016 |
|
2 |
| NFX |
Amendment to Chapter IV, Section 4, Acceptable Orders. |
02/10/2017 |
Certified |
02/27/2017 |
|
1 |
| NYMEX |
Amendments to the Daily Settlement Procedure Documents for Certain NYMEX and COMEX Metals Futures Contracts. |
09/26/2017 |
Certified |
10/11/2017 |
|
1 |
| MGE |
Weekly Notification - Offset Reminder. |
12/08/2017 |
Notified |
12/08/2017 |
|
1 |
| CME |
Weekly Notification of Rule Amendments (Week of February 19, 2018) |
02/28/2018 |
Notified |
02/28/2018 |
|
1 |
| CME |
Modifications to the E-mini Sector Futures Market Maker Program |
06/05/2018 |
Certified |
06/19/2018 |
|
2 |
| CBOT |
Modifications to the MAC Swap Futures Incentive Program |
06/11/2019 |
Certified |
06/25/2019 |
|
1 |
| ICE US |
Amendment extending the Carbon Free to Post Incentive Program |
11/05/2019 |
Certified |
11/20/2019 |
|
2 |
| NYMEX |
Modifications to the NYMEX Brent Spread Market Maker Program |
01/07/2020 |
Certified |
01/22/2020 |
|
2 |
| CME |
Extension of Alternative Quoting Requirements for May 2020 in Certain CME, CBOT, NYMEX, and COMEX Market Maker Programs |
04/16/2020 |
Certified |
04/30/2020 |
|
2 |
| CME |
Modifications to the E-mini S&P 500 ESG Index Futures Market Maker Program |
07/16/2020 |
Certified |
07/30/2020 |
|
2 |
| CME |
Extension of the Sterling Overnight Index Average ("SONIA") Futures Give-Up Fee Waiver Program |
09/14/2020 |
Certified |
09/28/2020 |
|
1 |
| CBOT |
Modifications to the APAC FCM Incentive Program |
12/15/2021 |
Certified |
12/30/2021 |
|
2 |
| ICE US |
Amendments to Block Trade Procedures |
09/23/2022 |
Certified |
10/07/2022 |
|
1 |
| ICE US |
Extension of U.S. Domestic Crude Oil Liquidity Provider Program |
11/15/2022 |
Certified |
11/30/2022 |
|
2 |
| SMFE |
Market Maker Incentive Program |
12/16/2022 |
Certified |
01/03/2023 |
|
4 |
| ICE US |
Extension of FX Member Firm Program |
12/14/2023 |
Certified |
12/29/2023 |
|
1 |
| CME |
Clarification Amendments to the Euro/U.S. Dollar (EUR/USD) Futures, BTIC on Euro/U.S. Dollar (EUR/USD) Futures, E-Mini Euro/U.S. Dollar (EUR/USD) Futures, and Micro Euro/U.S. Dollar (EUR/USD) Futures Contracts |
01/23/2024 |
Certified |
02/06/2024 |
|
1 |
| COMEX |
Modifications to the Shanghai Gold Futures Liquidity Provider Program |
03/15/2024 |
Certified |
03/29/2024 |
|
2 |
| CBOT |
Designates Credit Default Swap ("CDS") Index futures for Block Trading at a Minimum Size of 100 Contracts on an Outright Basis. CBOT Submission 2797.01 |
06/04/2007 |
Certified |
06/15/2007 |
|
1 |
| CBOT |
Allows CME Group Inc. to sell Exercise Right Privileges that it acquired in connection with the merger of Chicago Mercantile Exchange Holdings Inc. and CBOT Holdings Inc. CBOT 08-99 |
06/09/2008 |
Certified |
07/22/2008 |
|
1 |
| NYMEX |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules to ensure that they reflect best practices and continue to promote market integrity. CME/CBOT/NYMEX/COMEX #10-321R |
11/17/2010 |
Certified |
12/07/2010 |
|
1 |
| ICE US |
Temporary Changes to the Electronic Opening Times for Sugar No.11, Coffee "C" and Cocoa Futures and Options Contracts and Settlement Window for Cocoa Contracts. ICE US #11-70 |
10/03/2011 |
Certified |
10/19/2011 |
|
1 |
| CME |
Modifications to the Livestock Option Market Making Program on Globex. CME #11-481 |
12/06/2011 |
Certified |
12/21/2011 |
|
2 |
| CBOT |
Modifications to the Globex Matching Algorithm for Calendar Spreads on the 10-Year US Treasury Note Futures. CBOT #12-460 |
12/13/2012 |
Certified |
12/29/2012 |
|
1 |
| COMEX |
Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-228 |
06/14/2013 |
Withdrawn |
06/26/2013 |
|
1 |
| NYMEX |
Establishment of a Block Trade Minimum Threshold in a new NYMEX Product, Revisions to Block Trade Minimum Thresholds in Four NYMEX Electricity Futures. NYMEX/COMEX #13-316 |
08/12/2013 |
Certified |
08/27/2013 |
|
1 |
| NYMEX |
Modifications to the New Trader Incentive Program. CME/CBOT/NYMEX #14-080 |
05/12/2014 |
Certified |
05/27/2014 |
|
1 |
| CANTOR |
Confidential portion of 40.6 filing; and non-nonfidential portiaon |
10/31/2014 |
Withdrawn |
11/14/2014 |
|
3 |
| NADEX |
Nadex increases number of orders a market participant, not acting as a market maker, can submit to the Exchange via FIX Connection. Amends listing hours for Thanksgiving Holiday. |
11/05/2015 |
Certified |
11/20/2015 |
|
2 |
