Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
TRUEEX Amendments to Certain Rules, including Updated Table of Amendments/Revisions to Rulebook. TRUEEX # 2013-10 08/30/2013 Certified 09/17/2013 1
TRUEEX trueEX LLC Advisory 2013-02 Exchange Fees 08/01/2013 Certified 08/16/2013 1
TRUEEX trueEX LLC Rule Amendment Self-Certification, including Updated Table ofAmendments, and Exchange Hours Advisory 08/01/2013 Certified 08/16/2013 1
TRUEEX Amendments, including Updated Table of Amenments, Exchange Hours and Fees Advisories. TRUEEX #2013-07 08/01/2013 Withdrawn 08/14/2013 2
TRUEEX Amendments to Certain Rules, including Updated Table of Amendments/Revisions to Rulebook, and trueEX Designated Market Maker Program. trueEX #2013-06 07/18/2013 Certified 08/02/2013 2
TRUEEX Amending the trueEX Rulebook. trueEx #2013-05 06/24/2013 Certified 07/10/2013 1
TRUEEX Amending the trueEX Rulebook Rule 404, 410, and 541; removal of the date from the cover page of the rulebook and the addition of Table of Amendments/Revisions to the Rulebook. trueEx #2013-03 03/22/2013 Certified 04/06/2013 1
TRENDEX Notifies the Commission that Media Derivatives, Inc. is changing its name to The Trend Exchange, Inc. 05/21/2010 Certified 05/21/2010 1
TRENDEX Requests Approval of Media Derivatives, Inc. Rulebook as part of its DCM designation request. 03/16/2010 Approved 04/16/2010 1
SMFE Market Maker Incentive Program 04/16/2024 Certified 04/30/2024 3
SMFE Market Maker Incentive Program 03/13/2024 Certified 03/27/2024 3
SMFE Market Maker Incentive Program 12/12/2023 Certified 12/27/2023 3
SMFE Market Maker Incentive Program 06/06/2023 Certified 06/21/2023 3
SMFE Chapter 37 - SMO Product Delisting 03/10/2023 Notified 03/10/2023 1
SMFE Market Maker Incentive Program 12/16/2022 Certified 01/03/2023 4
SMFE Fee Schedule changes 12/07/2022 Certified 12/21/2022 1
SMFE Amendment to Rule 205 10/24/2022 Certified 11/07/2022 1
SMFE Market maker incentive program and amendment to the d/b/a for the Exchange 09/28/2022 Certified 10/13/2022 3
SMFE creation of d/b/a for SMFE 09/02/2022 Notified 09/02/2022 1
SMFE Amendments to Exchange Rule 1012 08/31/2022 Certified 09/15/2022 1
SMFE Amendments to the Daily Settlement Procedure - Exchange Rules 31004, 32004, 33004, 39004 and 40004 08/19/2022 Certified 09/02/2022 1
SMFE Amendments to the Daily Settlement Procedure - Exchange Rules 30004 and 38004 07/27/2022 Certified 08/10/2022 1
SMFE Options Market Maker Incentive Program 07/19/2022 Certified 08/02/2022 3
SMFE Market Maker Incentive Program (Futures) 07/19/2022 Certified 08/02/2022 3
SMFE 1.Rule 904(b);2.Rules 30004.A., 33004.A., 39004.A. and 40004.A. (correcting cross reference to Rule 904); and3.Rules 31A004.D. and 32A004.D. 07/15/2022 Notified 07/15/2022 2
SMFE 1.Rebalance of the Small Cannabis Equity Index; and 2.Rebalance of the Small Cryptocurrency Equity Index 06/24/2022 Notified 06/24/2022 1
SMFE Market Maker Incentive Program 06/16/2022 Certified 07/01/2022 3
SMFE Weekly update 05/20/2022 Notified 05/20/2022 1
SMFE Fee Schedule Changes 05/10/2022 Certified 05/24/2022 1
SMFE 2022-007 additional statement 04/21/2022 Certified 05/05/2022 1
SMFE Emergency Self-Certification Pursuant to CFTC Regulation 40.6(a)(6) - Exchange Rules 34003.D. and 36003.D.Implementation date is tomorrow, 4/19. 04/18/2022 Certified 05/02/2022 2
SMFE Price Limit Change 04/14/2022 Certified 04/28/2022 1
SMFE Extension of International Broker Incentive Program 03/01/2022 Certified 03/15/2022 3
SMFE Extension of Introducing Broker Program 03/01/2022 Certified 03/15/2022 3
SMFE Market Maker Incentive Program 12/15/2021 Certified 12/30/2021 3
SMFE Revisions to Rule 904 11/15/2021 Certified 11/30/2021 1
SMFE Additions to Definitions for Options 10/05/2021 Certified 10/20/2021 1
SMFE Rule 904 09/17/2021 Notified 09/17/2021 1
SMFE Weekly Notification 09/03/2021 Notified 09/03/2021 3
SMFE Market Maker Incentive Program 08/18/2021 Certified 09/01/2021 3
SMFE Amendment to Rule 612 08/16/2021 Certified 08/30/2021 1
SMFE International Incentive Program 07/16/2021 Certified 07/30/2021 5
SMFE Weekly Notification of Rule Amendments 07/16/2021 Notified 07/16/2021 1
SMFE Fee change 06/16/2021 Certified 06/30/2021 1
SMFE New Market Maker Incentive Program. 05/13/2021 Certified 05/27/2021 3
SMFE Introducing Broker Incentive Program 04/29/2021 Certified 05/13/2021 3
SMFE Market Maker Incentive Program 02/11/2021 Certified 02/26/2021 2
SMFE Amendments to Chapter 1, Rule 504, Rule 515, Rule 516, Rule 521, Rule 904, Rule 1003, Rule 1012, Chapter 30, Chapter 31 and Chapter 32 08/06/2020 Certified 08/19/2020 2
SMFE Amendments to settlement Rule and corresponding rule changes 07/28/2020 Certified 08/11/2020 1
SMFE Amendment to Customer Type Indicator Code Descriptions 06/30/2020 Certified 07/15/2020 2