| NFX |
Self-certification renewing the Designated Market Maker Program and initiating the Market Quality Program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
10/17/2017 |
Certified |
10/31/2017 |
|
3 |
| NODAL |
Exchange is amending the timing of EFRP submissions and adding Denmark, Dubai International Financial Centre, the Netherlands, and Switzerland to requirements for non-U.S. Participants and Customers. |
02/22/2024 |
Certified |
03/07/2024 |
|
3 |
| MGE |
Modifications to the MGEX SPIKES Market Maker Program |
10/15/2021 |
Certified |
10/29/2021 |
|
3 |
| MGE |
Modifications to the MGEX SPIKES Market Maker Program |
09/27/2023 |
Certified |
10/12/2023 |
|
3 |
| NYMEX |
Extension of the NYMEX Natural Gas and Power Incentive Program for Hedge Funds. NYMEX #13-416 |
11/18/2013 |
Certified |
12/04/2013 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers ("Program") for the submission of block trades by brokers. |
06/13/2016 |
Certified |
06/27/2016 |
|
3 |
| NODAL |
Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II for Q2 2017. |
03/13/2017 |
Certified |
03/27/2017 |
|
3 |
| NFX |
Rule Certification for Amendment to NFX Certificate of Incorporation & By-Laws |
02/25/2019 |
Certified |
03/11/2019 |
|
3 |
| NODAL |
Self certification of the Nodal Exchange Natural Gas Futures Market Maker Incentive Program 2 |
02/22/2024 |
Certified |
03/07/2024 |
|
3 |
| NODAL |
Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Incentive Payments to Brokers Program for the submission of block trades by brokers for Q2 2017. |
03/13/2017 |
Certified |
03/27/2017 |
|
3 |
| NODAL |
Nodal Exchange self-certification of its intention to continue the Incentive Payments to Brokers Program for the submission of block trades by brokers. |
03/17/2016 |
Certified |
03/31/2016 |
|
3 |
| NODAL |
Notice of the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| NODAL |
Nodal is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Fee Waiver Incentive Program |
03/18/2020 |
Certified |
04/01/2020 |
|
3 |
| ICE US |
Effective September 30, 2015, the Exchange is amending Rule 6.15 to implement ownership and control reporting. |
09/14/2015 |
Certified |
09/28/2015 |
|
3 |
| NODAL |
The Exchange is extending several incentive programs to December 31, 2022. |
12/03/2021 |
Certified |
12/17/2021 |
|
3 |
| NODAL |
Nodal Exchange Environmental Incentive Program 1 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| NFX |
Self-certification to launch a new quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
07/17/2017 |
Certified |
07/31/2017 |
|
3 |
| NFX |
Self-certification to launch a new Designated Market Maker Program for energy contracts. |
04/12/2019 |
Certified |
04/26/2019 |
|
3 |
| LEDGERX |
Updated operations manual |
12/03/2021 |
Certified |
12/17/2021 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to extend the Nodal Exchange Natural Gas Broker Incentive Program to December 31, 2020 |
05/20/2020 |
Certified |
06/04/2020 |
|
3 |
| NODAL |
Nodal Exchange Environmental Incentive Program 2 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| CME |
Modifications to U.S. Dollar Denominated Crude Palm Oil Futures Market Making Program on Globex. CME #12-078 |
03/13/2012 |
Certified |
03/28/2012 |
|
3 |
| NODAL |
Nodal Exchange Environmental Incentive Program 3 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| KEX |
Rulebook amendments that provide for fair and orderly settlement of a contract if an event or circumstance arises that has a material impact on the reliability or transparency of a contract's settlement source or the underlying related to the contract. |
05/19/2021 |
Certified |
06/03/2021 |
|
3 |
| MGE |
Amendments to MGEX Rule 211.02 to reduce number of directors required to form quorum; amendments to MGEX Rule 261.00 to specify that Nominations Committee is a committee of the Board; and consolidating Disciplinary Rules and Regulations into Chapter 12. |
07/18/2014 |
Certified |
08/01/2014 |
|
3 |
| NODAL |
Nodal Exchange Environmental Incentive Program 4 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| NODAL |
Nodal Exchange Environmental Incentive Program 5 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| SMFE |
Market Maker Incentive Program (Futures) |
07/19/2022 |
Certified |
08/02/2022 |
|
3 |
| NFX |
A self-certification to launch a new Designated Market Maker Program (the "DMM Program") for contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
03/29/2018 |
Certified |
04/12/2018 |
|
3 |
| LEDGERX |
Compliance Manual Version Control |
10/22/2021 |
Notified |
10/22/2021 |
|
3 |
| NODAL |
Nodal Exchange Environmental Incentive Program 6 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| NODAL |
intention to implement the Nodal Exchange Trucking Incentive Program 1 |
04/12/2019 |
Certified |
04/26/2019 |
|
3 |
| NODAL |
self-certifying amendments to the Nodal Exchange Participant Agreement ("Agreement") and Nodal Exchange Access Fee Schedule pursuant to Commission Regulation 40.6(a). |
03/21/2022 |
Certified |
04/04/2022 |
|
3 |
| NODAL |
Nodal Exchange Environmental Incentive Program 7 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| NODAL |
The Exchange intends to implement the Nodal Exchange Environmental Incentive Program 9 |
06/29/2021 |
Certified |
07/14/2021 |
|
3 |
| SMFE |
Options Market Maker Incentive Program |
07/19/2022 |
Certified |
08/02/2022 |
|
3 |
| MGE |
Modifications to the MGEX SPIKES Market Maker Program |
04/13/2023 |
Certified |
04/27/2023 |
|
3 |
| NODAL |
Nodal Exchange Environmental Broker Incentive Program |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| LEDGERX |
Revised Operations Manual |
10/23/2021 |
Certified |
11/05/2021 |
|
3 |
| NODAL |
The Exchange is amending the Exchange and Clearing Transaction Fee Schedule for CSAPR NOX Options |
03/01/2023 |
Certified |
03/15/2023 |
|
3 |
| LEDGERX |
LedgerX Participant Promotion Submission |
03/20/2020 |
Certified |
04/03/2020 |
|
3 |
| MGE |
Modifications to the MGEX SPIKES Customer Volume Incentive Program |
04/13/2023 |
Certified |
04/27/2023 |
|
3 |
| NODAL |
Exchange to implement the Nodal Exchange Environmental Incentive Program 10 to provide liquidity in Environmental contracts on Nodal Exchange, LLC |
04/15/2024 |
Certified |
04/29/2024 |
|
3 |
| KEX |
Kalshi intends to implement a referral bonus program that will provide incentives to referring and referred members and will increase the liquidity on the Exchange. (Because of the Portal's size limitations, the submission has been split into 3 parts.) |
12/09/2021 |
Certified |
12/22/2021 |
|
3 |
| NYMEX |
Implementing a Market Making Program in support of Iron Ore, 62% Fe North China, futures contracts that are traded on Globex. NYMEX #13-076 |
03/20/2013 |
Certified |
04/04/2013 |
|
3 |
| NYMEX |
Modification to NYMEX Henry Hub Financial Market Making Program |
07/21/2014 |
Certified |
08/04/2014 |
|
3 |
| MGE |
Modifications to the MGEX SPIKES Market Maker Program |
08/17/2023 |
Certified |
08/31/2023 |
|
3 |
| MGE |
Modifications to the MGEX SPIKES Market Maker Program |
06/14/2022 |
Certified |
06/29/2022 |
|
3 |
| SMFE |
Market Maker Incentive Program |
04/16/2024 |
Certified |
04/30/2024 |
|
3 |
| CME |
Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 |
05/31/2013 |
Certified |
06/15/2013 |
|
3 |
