NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Electric Power Futures Broker Incentive Program |
12/02/2020 |
Certified |
12/16/2020 |
|
3 |
NODAL |
Self-certification of the Exchange's intention to implement the Nodal Exchange Electric Power Options Broker Incentive Program |
12/02/2020 |
Certified |
12/16/2020 |
|
3 |
LEDGERX |
Operations manual update reflecting process changes related to ACH deposits. |
10/11/2022 |
Certified |
10/25/2022 |
|
3 |
NADEX |
Nadex is amending its residency requirements to allow for non-US resident exchange Members. Nadex is also registered as a DCO, which will also be impacted by this Rule change. Additionally, Nadex adds definitions and removes subsection indexing. |
08/26/2014 |
Certified |
09/10/2014 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Fee Waiver Incentive Program |
11/13/2019 |
Certified |
11/27/2019 |
|
3 |
NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers ("Program") for the submission of block trades by brokers. |
10/25/2016 |
Certified |
11/08/2016 |
|
3 |
NODAL |
Self-certification of the Exchange's intention to continue the Nodal Exchange Environmental Broker Incentive Program |
05/11/2020 |
Certified |
05/26/2020 |
|
3 |
CME |
Weekly Notification of Rule Amendments (Week of January 8, 2018) |
01/19/2018 |
Notified |
01/19/2018 |
|
3 |
CBOT |
Weekly Notification of Rule Amendments (Week of January 8, 2018) |
01/19/2018 |
Notified |
01/19/2018 |
|
3 |
NFX |
Submitting amendments to the Exchange's Reference Guides governing Pre-Trade Limits Group functionality on the NFX TradeGuard system. |
11/28/2018 |
Certified |
12/12/2018 |
|
3 |
CME |
Adoption of New Rule 575 ("Disruptive Practices Prohibited") by CME, CBOT, NYMEX and COMEX and Issuance of Market Regulation Advisory Notice RA1405-5 |
08/28/2014 |
Certified |
09/12/2014 |
|
3 |
CBOT |
Adoption of New Rule 575 ("Disruptive Practices Prohibited") by CME, CBOT, NYMEX and COMEX and Issuance of Market Regulation Advisory Notice RA1405-5 |
08/28/2014 |
Certified |
09/12/2014 |
|
3 |
CDE |
Self-Certification of Broker Rebate Incentive Program |
10/12/2015 |
Certified |
10/26/2015 |
|
3 |
NADEX |
Nadex amends its listing hours for the July 4, 2018 holiday. |
06/15/2018 |
Certified |
06/29/2018 |
|
3 |
NYMEX |
Implementing a Non-member Core Energy & Natural Gas Incentive Program. NYMEX #11-515 |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
3 |
NYMEX |
Adoption of New Rule 575 ("Disruptive Practices Prohibited") by CME, CBOT, NYMEX and COMEX and Issuance of Market Regulation Advisory Notice RA1405-5 |
08/28/2014 |
Certified |
09/12/2014 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Power Incentive Program 5 |
09/16/2019 |
Certified |
09/30/2019 |
|
3 |
COMEX |
Adoption of New Rule 575 ("Disruptive Practices Prohibited") by CME, CBOT, NYMEX and COMEX and Issuance of Market Regulation Advisory Notice RA1405-5 |
08/28/2014 |
Certified |
09/12/2014 |
|
3 |
ICE US |
The Exchange is amending NYSE FANG+T Index Futures Market Maker Program effective February 7, 2018. |
01/23/2018 |
Certified |
02/06/2018 |
|
3 |
NFX |
Rule certification amending various rules and contract specifications |
04/10/2019 |
Certified |
04/24/2019 |
|
3 |
MGE |
Modifications to the MGEX SPIKES Market Maker Program |
03/14/2022 |
Certified |
03/28/2022 |
|
3 |
KEX |
Amendment to the Exchange's position limits. |
02/17/2023 |
Certified |
03/03/2023 |
|
3 |
NODAL |
The Exchange is submitting changes to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Futures and Options |
06/18/2018 |
Certified |
07/02/2018 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Power Incentive Program 6 |
01/17/2020 |
Certified |
02/03/2020 |
|
3 |
NODAL |
Certification of revision to Nodal Exchange Power Incentive Program III that clarifies terms of trading incentives |
08/28/2017 |
Certified |
09/12/2017 |
|
3 |
MGE |
Modifications to the MGEX SPIKES Market Maker Program |
05/15/2023 |
Certified |
05/30/2023 |
|
3 |
MGE |
Modifications to the MGEX SPIKES Customer Volume Incentive Program |
05/15/2023 |
Certified |
05/30/2023 |
|
3 |
CME |
Notice of Emergency Action Pursuant to CME Rule 257. ("Exchange Physical Emergencies") Regarding Certain Equity and Weather Contracts and Relief from Certain Exchange Rules. |
03/13/2020 |
Certified |
03/27/2020 |
|
3 |
CBOT |
Notice of Emergency Action Pursuant to CME Rule 257. ("Exchange Physical Emergencies") Regarding Certain Equity and Weather Contracts and Relief from Certain Exchange Rules. |
03/13/2020 |
Certified |
03/27/2020 |
|
3 |
NODAL |
Implementation of the Nodal Exchange Power and Gas Incentive Program 1 |
06/24/2019 |
Certified |
07/09/2019 |
|
3 |
NYMEX |
Notice of Emergency Action Pursuant to CME Rule 257. ("Exchange Physical Emergencies") Regarding Certain Equity and Weather Contracts and Relief from Certain Exchange Rules. |
03/13/2020 |
Certified |
03/27/2020 |
|
3 |
COMEX |
Notice of Emergency Action Pursuant to CME Rule 257. ("Exchange Physical Emergencies") Regarding Certain Equity and Weather Contracts and Relief from Certain Exchange Rules. |
03/13/2020 |
Certified |
03/27/2020 |
|
3 |
NODAL |
Extension of Nodal Exchange Power Incentive Program II |
10/30/2018 |
Certified |
11/14/2018 |
|
3 |
CME |
Self Certification of the CME Globex Messaging Policy. CME/CBOT/NYMEX/COMEX #12-074 |
03/06/2012 |
Certified |
03/21/2012 |
|
3 |
NODAL |
Extension of Nodal Exchange Power Incentive Program III |
10/30/2018 |
Certified |
11/14/2018 |
|
3 |
NODAL |
Self-certification of the Exchange's intention to continue several Environmental incentive programs |
11/30/2022 |
Certified |
12/14/2022 |
|
3 |
CBOT |
Self Certification of the CME Globex Messaging Policy. CME/CBOT/NYMEX/COMEX #12-074 |
03/06/2012 |
Certified |
03/21/2012 |
|
3 |
NFX |
To extend the Designated Market Maker program (the "DMM Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
04/13/2017 |
Certified |
04/27/2017 |
|
3 |
NYMEX |
Self Certification of the CME Globex Messaging Policy. CME/CBOT/NYMEX/COMEX #12-074 |
03/06/2012 |
Certified |
03/21/2012 |
|
3 |
COMEX |
Self Certification of the CME Globex Messaging Policy. CME/CBOT/NYMEX/COMEX #12-074 |
03/06/2012 |
Certified |
03/21/2012 |
|
3 |
LEDGERX |
Liquidity Provider Program |
06/23/2021 |
Certified |
07/08/2021 |
|
3 |
NODAL |
Nodal Exchange: self certification of new trading incentives program |
07/13/2017 |
Certified |
07/27/2017 |
|
3 |
NODAL |
Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program IV |
05/11/2018 |
Certified |
05/25/2018 |
|
3 |
SMFE |
New Market Maker Incentive Program. |
05/13/2021 |
Certified |
05/27/2021 |
|
3 |
COIN |
Weekly Notice - Name Change and Rulebook Update |
03/18/2022 |
Notified |
03/18/2022 |
|
3 |
LEDGERX |
LedgerX updated Fee Schedule |
06/23/2021 |
Notified |
06/23/2021 |
|
3 |
LEDGERX |
LedgerX DCM Rulebook revisions |
11/15/2023 |
Certified |
11/30/2023 |
|
3 |
MGE |
Modifications to the MGEX SPIKES Market Maker Program |
07/14/2022 |
Certified |
07/28/2022 |
|
3 |
NODAL |
Amendments to Appendix A and Appendix C to amend a contract name and the expansion of aggregation groups. |
05/15/2020 |
Certified |
06/01/2020 |
|
3 |
MGE |
Modifications to the MGEX BRIXX Market Maker Program |
07/14/2022 |
Withdrawn |
07/25/2022 |
|
3 |