CME |
Modifications to the Micro E-mini Options Market Maker Program |
01/27/2023 |
Certified |
02/10/2023 |
|
3 |
NFX |
Fee Schedule Amendment Effective August 1, 2016. |
07/13/2016 |
Certified |
07/27/2016 |
|
3 |
NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification that it intends to implement trading incentives on the Exchange's power contracts, referred to herein as the Nodal Exchange Power Incentive Program IV |
08/09/2017 |
Certified |
08/23/2017 |
|
3 |
MGE |
Modifications to the MGEX SPIKES Market Maker Program |
12/16/2021 |
Certified |
01/03/2022 |
|
3 |
NODAL |
Amendments to clarify circumstances whereby the Exchange may disclose information held in confidence |
05/19/2017 |
Certified |
06/05/2017 |
|
3 |
CDE |
Adoption of Rule 911 to clarify the Exchange's approach as to existing holders of Digital Currency futures contracts in the event of a fork or other events resulting in the split or division of the underlying digital currency. |
04/21/2020 |
Certified |
05/05/2020 |
|
3 |
SMFE |
Market maker incentive program and amendment to the d/b/a for the Exchange |
09/28/2022 |
Certified |
10/13/2022 |
|
3 |
NODAL |
The Exchange is extending several Incentive Programs set to expire on December 31, 2022 to December 31, 2023 |
11/17/2022 |
Certified |
12/02/2022 |
|
3 |
NODAL |
Nodal Exchange, LLC is notifying the Commodity Futures Trading Commission that it is self-certifying an amendment to the Nodal Exchange Rulebook pursuant to Commission Regulation 40.6(a). |
03/01/2016 |
Certified |
03/15/2016 |
|
3 |
LEDGERX |
LedgerX Revised Rulebook |
06/10/2021 |
Certified |
06/24/2021 |
|
3 |
NYMEX |
Implementing an incentive program in support of certain Natural Gas Options and Crude and Refined Options products. NYMEX #12-043 |
02/13/2012 |
Certified |
02/29/2012 |
|
3 |
LEDGERX |
Revision to compliance manual |
10/03/2022 |
Certified |
10/18/2022 |
|
3 |
NODAL |
The 40.6(a) rule certification is amending the minimum block size to 5 lots for all the electric power futures contracts listed on Nodal Exchange. |
02/09/2015 |
Certified |
02/24/2015 |
|
3 |
CME |
Implementing a volume incentive program in support of certain Interest Rate futures and options products traded on the CME Globex platform and via open outcry. CME #11-505 |
12/13/2011 |
Certified |
12/29/2011 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Power Incentive Program 7 |
06/01/2020 |
Certified |
06/15/2020 |
|
3 |
MGE |
Modifications to the MGEX SPIKES Market Maker Program |
08/16/2022 |
Certified |
08/30/2022 |
|
3 |
MGE |
Modifications to the MGEX SPIKES Market Maker Program |
01/14/2022 |
Certified |
01/31/2022 |
|
3 |
MGE |
Modifications to the MGEX BRIXX Market Maker Program |
01/14/2022 |
Certified |
01/31/2022 |
|
3 |
NODAL |
The Exchange is amending Appendix B - Minimum Block Sizes and the Exchange and Clearing Transaction Fee Schedule for the upcoming launch of new environmental contracts |
12/17/2021 |
Certified |
01/04/2022 |
|
3 |
MGE |
Modifications to the MGEX SPIKES Market Maker Program |
04/14/2022 |
Certified |
04/28/2022 |
|
3 |
NFX |
Allowing QEPs to Execute Block Trades |
07/18/2019 |
Certified |
08/01/2019 |
|
3 |
MGE |
Modifications to the MGEX SPIKES Market Maker Program |
09/13/2023 |
Certified |
09/27/2023 |
|
3 |
LEDGERX |
LedgerX Updated BCDR Plan |
06/13/2021 |
Certified |
06/25/2021 |
|
3 |
MGE |
Modifications to the MGEX SPIKES Customer Volume Incentive Program |
09/13/2023 |
Certified |
09/27/2023 |
|
3 |
NODAL |
non-substantive revisions made, during the week of November 12, 2018, to the Exchange & Clearing Transaction Fee Schedules for Environmental Futures and Options |
11/19/2018 |
Notified |
11/19/2018 |
|
3 |
MGE |
MGEX Bylaw Amendments |
02/02/2024 |
Certified |
02/16/2024 |
|
3 |
NFX |
Amendments lowering the minimum threshold requirements for futures contracts within certain asset classes based on an analysis of the liquidity and depth of the relevant futures contracts on the NFX platform. |
11/20/2018 |
Certified |
12/05/2018 |
|
3 |
COIN |
Coinbase Derivatives Exchange Lead Market Maker Program (Refile) |
02/10/2023 |
Certified |
02/27/2023 |
|
3 |
CME |
Amendments to CME Rule 588.H. ("Globex Non-Reviewable Trading Ranges") and CME Rule 589. ("Special Price Fluctuation Limits") for Four (4) Onshore and Offshore Chinese Renminbi Futures Contracts |
09/03/2015 |
Certified |
09/18/2015 |
|
3 |
NODAL |
Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options. |
02/05/2019 |
Certified |
02/20/2019 |
|
3 |
NFX |
NASDAQ Futures, Inc. hereby submits rules relating to maximum legs allowed for block trades. |
03/09/2018 |
Certified |
03/23/2018 |
|
3 |
MGE |
Modifications to the MGEX SPIKES Market Maker Program |
08/04/2023 |
Certified |
08/18/2023 |
|
3 |
NYMEX |
Implementation of the NYMEX Natural Gas Financial Futures Portfolio Program |
10/17/2016 |
Certified |
10/31/2016 |
|
3 |
KEX |
Kalshi is updating its Rulebook to clarify various aspects of the Settlement process, as well as the Market Outcome Review Process, and to make corresponding and other changes for clarity. |
06/15/2021 |
Certified |
06/28/2021 |
|
3 |
SMFE |
Introducing Broker Incentive Program |
04/29/2021 |
Certified |
05/13/2021 |
|
3 |
KEX |
Kalshi is submitting the Market Outcome Review Process Guidelines for review. |
06/15/2021 |
Certified |
06/28/2021 |
|
3 |
SMFE |
Weekly Notification |
09/03/2021 |
Notified |
09/03/2021 |
|
3 |
NODAL |
Nodal Exchange, LLC is notifying the Commodity Futures Trading Commission that it is self-certifying amendments to the Nodal Exchange Rulebook pursuant to Commission Regulation 40.6(a). |
11/15/2017 |
Certified |
11/30/2017 |
|
3 |
COIN |
US Trading Hours Market Maker Program |
09/03/2021 |
Certified |
09/20/2021 |
|
3 |
MGE |
Modifications to the MGEX SPIKES Market Maker Program |
02/10/2023 |
Certified |
02/27/2023 |
|
3 |
LEDGERX |
LedgerX Revised Operations Manual |
06/15/2021 |
Certified |
06/29/2021 |
|
3 |
MGE |
Implementation of MGEX SPIKES Market Maker Program |
06/15/2021 |
Certified |
06/29/2021 |
|
3 |
NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Natural Gas Incentive Program 1 |
05/06/2020 |
Certified |
05/20/2020 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Broker Incentive Program |
07/29/2019 |
Certified |
08/12/2019 |
|
3 |
MGE |
Requesting approval for transfer of MGEX's Contract Market Designation, listed contracts, and positions comprising open interest. Transfers proposed as part of a reorganization plan, which contemplates merger with and into a Delaware corporation. |
06/18/2010 |
Approved |
09/16/2010 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Incentive Program 1 |
07/29/2019 |
Certified |
08/12/2019 |
|
3 |
NODAL |
CFTC Reg 40.6(a) certification of new Nodal Exchange incentive program for its natural gas futures contracts |
11/20/2015 |
Certified |
12/07/2015 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Incentive Program 2 |
07/29/2019 |
Certified |
08/12/2019 |
|
3 |
NFX |
Amendments to specify that the Exchange will not accept Combination Orders for reporting as Block Trades and to clarify the definition of a Combination Order. |
08/14/2015 |
Withdrawn |
08/20/2015 |
|
3 |
MGE |
Implementation of MGEX SPIKES Customer Volume Incentive Program |
02/13/2023 |
Certified |
02/28/2023 |
|
3 |